SORA ASSOCIATES, LLC
CRD #123438 SEC #801-62602 BRUNSWICK, ME 207-729-4420
SEC Registered
Total AUM
$6.7M
Discretionary
$6.7M
Employees
5
Clients
0
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCILVAINE, LEIGHTON, HOWE | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCILVAINE, LEIGHTON, HOWE | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCILVAINE, LEIGHTON, HOWE | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCILVAINE, LEIGHTON, HOWE | I | PRESIDENT, SOLE MANAGER AND SOLE MEMBER | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
ME
Address
56 MAINE STREETBRUNSWICK, ME 4011
United States
Phone: 207-729-4420