RIA Intelligence

WALLS INVESTMENT MANAGEMENT COMPANY

CRD #123440 SEC #801-64253 BLUFFTON, SC 888-925-5764
SEC Registered
Total AUM
$62M
Discretionary
$32M
Employees
1
Clients
0
Accounts
151

Firm Details

Organization Type
Corporation
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 21, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
WALLS, RICHARD, JAMESIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jun 21, 2012 REGISTERED

Notice Filings (2)

PA SC

Address

102 BUCKWALTER PARKWAY
SUITE 3Y
BLUFFTON, SC 29910
United States
Phone: 888-925-5764