LOOKOUT MOUNTAIN CAPITAL, INC.
CRD #123444 SEC #801-61590 LOOKOUT MOUNTAIN, TN 423-821-0007
SEC Registered
Total AUM
$54.1M
Discretionary
$54.1M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHIPLEY, TIMOTHY, RAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WAMSLEY, RODNEY, JOHN | I | DIRECTOR | NA | |
| WAMSLEY, RODNEY, JOHN | I | COMPLIANCE OFFICER AND DIRECTOR | NA | |
| CALDWELL, THEODORE, C. | I | PRESIDENT AND CEO | E | Control |
| CALDWELL, THEODORE, C. | I | PRESIDENT AND CEO | D | Control |
| CALDWELL, THEODORE, C. | I | PRESIDENT AND CEO | D | Control |
| WAMSLEY, RODNEY, JOHN | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR | B | |
| CALDWELL, ELIZABETH, W. | I | DIRECTOR | A | |
| CALDWELL, ELIZABETH, W. | I | DIRECTOR | A | |
| CALDWELL, ELIZABETH, W. | I | DIRECTOR | A | |
| CALDWELL, GARNET, JOSEPH | I | SHAREHOLDER | A | |
| CALDWELL, GARNET, JOSEPH | I | SHAREHOLDER | A | |
| CALDWELL, GARNET, JOSEPH | I | SHAREHOLDER | A | |
| CALDWELL, HARRIET, ANN | I | SHAREHOLDER | A | |
| CALDWELL, HARRIET, ANN | I | SHAREHOLDER | A | |
| CALDWELL, HARRIET, ANN | I | SHAREHOLDER | A | |
| CALDWELL, THEODORE, M. CHANDLEE | I | SHAREHOLDER | A | |
| CALDWELL, THEODORE, M. CHANDLEE | I | SHAREHOLDER | A | |
| CALDWELL, THEODORE, M. CHANDLEE | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 23, 2007 REGISTERED
Notice Filings (1)
TN
Address
610 NORTH BRAGG AVENUELOOKOUT MOUNTAIN, TN 37350
USA
Phone: 423-821-0007