BAKER 500 CORPORATION
Legal name: BAKER 500
CRD #123501 SEC #801-61528 MINNETONKA, MN 952-449-6678
SEC Registered
Total AUM
$36.3M
Discretionary
$30.3M
Employees
5
Clients
0
Accounts
247
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, MICHELLE, MARIE | I | COMPLIANCE OFFICER | NA | |
| ANDERSON, MICHELLE, MARIE | I | COMPLIANCE OFFICER | NA | |
| ANDERSON, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSON, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSON, MICHELLE, MARIE | I | COMPLIANCE OFFICER | NA | |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER, LYNN, EDWARD | I | PRESIDENT, CEO | NA | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
| BAKER 500, LLC | DE | MAJORITY SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| BAKER, L., EDWARD | I | BAKER CAPITAL LLC | E | Control |
| BAKER CAPITAL LLC | DE | BAKER 500, LLC | D | Control |
| BAKER CAPITAL LLC | DE | BAKER 500, LLC | D | Control |
Registrations
Federal
IA
Sep 15, 2005 REGISTERED
Notice Filings (6)
CO FL IL MI MN TX
Address
601 CARLSON PKWY, SUITE 1050MINNETONKA, MN 55305
USA
Phone: 952-449-6678