D3 FINANCIAL COUNSELORS LLC
CRD #123600 SEC #801-79401 DOWNERS GROVE, IL 630-271-0033
SEC Registered
Total AUM
$270M
Discretionary
$270M
Employees
9
Clients
101
Accounts
184
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONNERY, REBECCA, HENSLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONNERY, REBECCA, HENSLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONNERY, REBECCA, HENSLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONNERY, REBECCA, HENSLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| CONNERY, REBECCA, HENSLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARCHESE, PETER, TODD | I | PORTFOLIO MANAGER | NA | |
| MARCHESE, PETER, TODD | I | PORTFOLIO MANAGER | NA | |
| MARCHESE, PETER, TODD | I | PORTFOLIO MANAGER | NA | |
| MARCHESE, PETER, TODD | I | PORTFOLIO MANAGER | NA | |
| MARCHESE, PETER, TODD | I | PORTFOLIO MANAGER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEYERS, MICHEAL, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | MANAGING MEMBER | E | Control |
| DUNCAN, DONALD, DUANE | I | OWNER | E | Control |
| DUNCAN, DONALD, DUANE | I | MANAGING MEMBER | E | Control |
| GLASSBERG, ADAM, JEFFREY | I | FINANCIAL COUNSELOR | B | |
| GLASSBERG, ADAM, JEFFREY | I | FINANCIAL COUNSELOR | B |
Registrations
Federal
IA
Mar 16, 2018 REGISTERED
Notice Filings (2)
FL IL
Address
5151 MOCHEL DRIVESUITE 301
DOWNERS GROVE, IL 60515
United States
Phone: 630-271-0033