THE LEONARD FINANCIAL GROUP, LLC
CRD #123651 SEC #801-66650 RIVERSIDE, CA 951-781-7320
SEC Registered Disclosures
Total AUM
$31.4M
Discretionary
$24.8M
Employees
1
Clients
26
Accounts
146
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HALL, VERNON, TRENNISS | I | MEMBER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| HICKS, KARL, L. | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (1)
CA
Address
6820 INDIANA AVENUESUITE 230
RIVERSIDE, CA 92506
United States
Phone: 951-781-7320