THE POWELL FINANCIAL GROUP, INC.
CRD #123689 SEC #801-68725 MARTINSVILLE, NJ 732-564-0742
SEC Registered
Total AUM
$121.9M
Discretionary
$119.5M
Employees
5
Clients
1
Accounts
369
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CUBEIRO-IGLESIAS, ROSA, MARIA | I | DIRECTOR OF OPERATIONS | NA | |
| CUBEIRO-IGLESIAS, ROSA, MARIA | I | DIRECTOR OF OPERATIONS | NA | |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| POWELL, PATRICIA, ANN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| CUBEIRO-IGLESIAS, ROSA, MARIA | I | DIRECTOR OF OPERATIONS | A | |
| CUBEIRO-IGLESIAS, ROSA, MARIA | I | DIRECTOR OF OPERATIONS | A |
Registrations
Federal
IA
Mar 25, 2013 REGISTERED
Notice Filings (6)
FL NJ NY PA VA VT
Address
792 CHIMNEY ROCK ROADSUITE D
MARTINSVILLE, NJ 08836
United States
Phone: 732-564-0742