NORTHEAST ASSET MANAGEMENT GROUP,INC.
CRD #123691 SEC #801-67994 SAGINAW, MI 989-790-3908
SEC Registered
Total AUM
$28.7M
Discretionary
$28.7M
Employees
1
Clients
0
Accounts
65
Firm Details
- Organization Type
- Corporation
- State of Formation
- Michigan
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jul 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, DOROTHY, A | I | ``````````````````````````````````````````````````````````````````````````````````````CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DOROTHY, A | I | ``````````````````````````````````````````````````````````````````````````````````````CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLEN, DOROTHY, A | I | ``````````````````````````````````````````````````````````````````````````````````````CHIEF COMPLIANCE OFFICER | NA | Control |
| HARVEY, ALBERT, SARGENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARVEY, ALBERT, SARGENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARVEY, ALBERT, SARGENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARVEY, ALBERT, SARGENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HARVEY, ALBERT, SARGENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
| POLLARD, BRUCE, ERNEST | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jul 20, 2012 REGISTERED
Notice Filings (1)
MI
Address
300 ST. ANDREWS ROADSAGINAW, MI 48638-5977
United States
Phone: 989-790-3908