BROUSSARD FINANCIAL GROUP, LLC
CRD #123724 SEC #801-130384 KAPLAN, LA 337-643-8319
SEC Registered
Total AUM
$115.4M
Discretionary
$115.4M
Employees
2
Clients
10
Accounts
421
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| BROUSSARD, JERRY, JAMES | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (2)
LA TX
Address
106 WEST VETERANS MEMORIAL DRIVEKAPLAN, LA 70548
United States
Phone: 337-643-8319