RIA Intelligence

LCV FINANCIAL ADVISORS, LTD.

CRD #123805 SEC #801-64011 ROCKFORD, IL 815-399-7700
SEC Registered
Total AUM
$101.6M
Discretionary
$33.5M
Employees
5
Clients
10
Accounts
281

Firm Details

Organization Type
Corporation
State of Formation
Illinois
Fiscal Year End
SEPTEMBER
Registration Date
--
Latest Filing
Feb 1, 2008
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FITZGERALD, DOUGLASISECRETARYNA Control
FITZGERALD, DOUGLASISECRETARYNA Control
FITZGERALD, DOUGLASISECRETARYNA Control
FITZGERALD, DOUGLASISECRETARYNA Control
FITZGERALD, DOUGLASISECRETARYNA Control
RICHARDSON, NEALIPRESIDENTNA Control
RICHARDSON, NEALIPRESIDENTNA Control
RICHARDSON, NEALIPRESIDENTNA Control
RICHARDSON, NEALIPRESIDENTNA Control
RICHARDSON, NEALIPRESIDENTNA Control
ROCHE, SCOT, PETERIMANAGER & CHIEF COMPLIANCE OFFICERNA Control
ROCHE, SCOT, PETERICHIEF COMPLIANCE OFFICERNA Control
ROCHE, SCOT, PETERICHIEF COMPLIANCE OFFICERNA Control
ROCHE, SCOT, PETERICHIEF COMPLIANCE OFFICERNA Control
ROCHE, SCOT, PETERICHIEF COMPLIANCE OFFICERNA Control
SMITH, MICHAELITREASURERNA Control
SMITH, MICHAELITREASURERNA Control
SMITH, MICHAELITREASURERNA Control
SMITH, MICHAELITREASURERNA Control
SMITH, MICHAELITREASURERNA Control
LINDGREN, CALLIHAN, VAN OSDOL & CO., LTD.DEOWNERE Control
LINDGREN, CALLIHAN, VAN OSDOL & CO., LTD.DEOWNERE Control
LINDGREN, CALLIHAN, VAN OSDOL & CO., LTD.DEOWNERE Control
LINDGREN, CALLIHAN, VAN OSDOL & CO., LTD.DEOWNERE Control
LINDGREN, CALLIHAN, VAN OSDOL & CO., LTD.DEOWNERE Control

Registrations

Federal

IA
Feb 1, 2008 REGISTERED

Notice Filings (1)

IL

Address

4949 HARRISION AVENUE
SUITE 300, P.O. BOX 5407
ROCKFORD, IL 61125-0407
USA
Phone: 815-399-7700