REGAL ADVISORY SERVICES, INC.
CRD #123842 SEC #801-71619 GLENVIEW, IL 877-488-6537
SEC Registered Disclosures
Total AUM
$113.5M
Discretionary
$42.4M
Employees
24
Clients
11
Accounts
289
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Dec 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Oct 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Sep 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Aug 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Aug 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Jul 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Mar 2025 | $113.5M | $42.4M | $71.2M | 24 | 1 |
| Jan 2025 | $108.8M | $38.6M | $70.2M | 24 | 1 |
| Dec 2024 | $108.8M | $38.6M | $70.2M | 24 | 1 |
| Oct 2024 | $108.8M | $38.6M | $70.2M | 24 | 1 |
| Oct 2024 | $108.8M | $38.6M | $70.2M | 24 | 1 |
| Apr 2024 | $108.8M | $38.6M | $70.2M | 24 | 1 |
| Mar 2024 | $108.8M | $38.6M | $70.2M | 24 | 1 |
| Dec 2023 | $92.4M | $33.5M | $58.9M | 25 | 0 |
| Nov 2023 | $92.4M | $33.5M | $58.9M | 25 | 0 |
| Oct 2023 | $92.4M | $33.5M | $58.9M | 25 | 0 |
| Apr 2023 | $92.4M | $33.5M | $58.9M | 25 | 0 |
| Mar 2023 | $92.4M | $33.5M | $58.9M | 25 | 0 |
| Jan 2023 | $90.8M | $36M | $54.8M | 25 | 0 |
| Oct 2022 | $90.8M | $36M | $54.8M | 25 | 0 |
| Mar 2022 | $90.8M | $36M | $54.8M | 25 | 0 |
| Mar 2022 | $90.8M | $36M | $54.8M | 25 | 0 |
| Oct 2021 | $109.5M | $63.1M | $46.4M | 24 | 1 |
| Sep 2021 | $109.5M | $63.1M | $46.4M | 24 | 1 |
| Jun 2021 | $109.5M | $63.1M | $46.4M | 24 | 1 |
| Mar 2021 | $109.5M | $63.1M | $46.4M | 24 | 1 |
| Nov 2020 | $107.2M | $50.4M | $56.8M | 32 | 1 |
| Jul 2020 | $107.2M | $50.4M | $56.8M | 32 | 1 |
| Jun 2020 | $107.2M | $50.4M | $56.8M | 32 | 1 |
| Apr 2020 | $107.2M | $50.4M | $56.8M | 32 | 1 |
| Mar 2020 | $107.2M | $50.4M | $56.8M | 32 | 1 |
| Nov 2019 | $93.3M | $38.9M | $54.4M | 35 | 4 |
| Jun 2019 | $93.3M | $38.9M | $54.4M | 35 | 4 |
| May 2019 | $93.3M | $38.9M | $54.4M | 35 | 4 |
| Mar 2019 | $93.3M | $38.9M | $54.4M | 35 | 4 |
| Mar 2019 | $93.3M | $38.9M | $54.4M | 35 | 4 |
| Aug 2018 | $103.5M | $43.1M | $60.4M | 36 | 4 |
| Jul 2018 | $103.5M | $43.1M | $60.4M | 36 | 4 |
| Jun 2018 | $103.5M | $43.1M | $60.4M | 36 | 4 |
| Mar 2018 | $103.5M | $43.1M | $60.4M | 36 | 4 |
| Nov 2017 | $111.9M | $60.5M | $51.4M | 37 | 0 |
| Sep 2017 | $111.9M | $60.5M | $51.4M | 37 | 300 |
| Aug 2017 | $111.9M | $60.5M | $51.4M | 37 | 300 |
| Aug 2017 | $111.9M | $60.5M | $51.4M | 37 | 300 |
| Mar 2017 | $111.9M | $60.5M | $51.4M | 37 | 300 |
| Mar 2017 | $111.9M | $60.5M | $51.4M | 37 | 300 |
| Nov 2016 | $170M | $129.5M | $40.5M | 30 | 600 |
| Jun 2016 | $170M | $129.5M | $40.5M | 30 | 600 |
| Mar 2016 | $170M | $129.5M | $40.5M | 30 | 600 |
| Aug 2015 | $141.7M | $109.1M | $32.5M | 34 | 500 |
| Aug 2015 | $141.7M | $109.1M | $32.5M | 34 | 500 |
| Jul 2015 | $141.7M | $109.1M | $32.5M | 34 | 500 |
| Jun 2015 | $141.7M | $109.1M | $32.5M | 34 | 500 |
| Mar 2015 | $141.7M | $109.1M | $32.5M | 34 | 500 |
| Aug 2014 | $118.6M | $90.9M | $27.7M | 32 | 500 |
| Mar 2014 | $118.6M | $90.9M | $27.7M | 32 | 500 |
| Mar 2014 | $118.6M | $90.9M | $27.7M | 32 | 500 |
| Dec 2013 | $80.6M | $66.1M | $14.5M | 34 | 200 |
| Dec 2013 | $80.6M | $66.1M | $14.5M | 34 | 200 |
| Oct 2013 | $80.6M | $66.1M | $14.5M | 34 | 200 |
| Sep 2013 | $80.6M | $66.1M | $14.5M | 34 | 200 |
| Apr 2013 | $80.6M | $66.1M | $14.5M | 34 | 200 |
| Mar 2013 | $80.6M | $66.1M | $14.5M | 34 | 200 |
| Dec 2012 | $37.6M | $35.8M | $1.7M | 27 | 300 |
| Nov 2012 | $37.6M | $35.8M | $1.7M | 27 | 300 |
| Sep 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Sep 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Aug 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Jun 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Jun 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Jun 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| May 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| May 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| May 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| May 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| May 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Apr 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Feb 2012 | $37.6M | $35.8M | $1.7M | 11 | 300 |
| Nov 2011 | $68.1M | $49.4M | $18.7M | 11 | 251 |
| Nov 2011 | $68.1M | $49.4M | $18.7M | -- | -- |
| Aug 2011 | $68.1M | $49.4M | $18.7M | -- | -- |
| May 2011 | $68.1M | $49.4M | $18.7M | -- | -- |
| Apr 2011 | $68.1M | $49.4M | $18.7M | -- | -- |
| Mar 2011 | $68.1M | $49.4M | $18.7M | -- | -- |
| Mar 2011 | $35.2M | $34.2M | $1.1M | -- | -- |
| Sep 2010 | $35.2M | $34.2M | $1.1M | -- | -- |
| Aug 2010 | $35.2M | $34.2M | $1.1M | -- | -- |
| Jul 2010 | $35.2M | $34.2M | $1.1M | -- | -- |
| Jun 2010 | $35.2M | $34.2M | $1.1M | -- | -- |
DateDec 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateDec 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateOct 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateSep 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateAug 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateAug 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateJul 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateMar 2025
Total AUM$113.5M
Discretionary$42.4M
Non-Disc.$71.2M
Employees24
Clients1
DateJan 2025
Total AUM$108.8M
Discretionary$38.6M
Non-Disc.$70.2M
Employees24
Clients1
DateDec 2024
Total AUM$108.8M
Discretionary$38.6M
Non-Disc.$70.2M
Employees24
Clients1
DateOct 2024
Total AUM$108.8M
Discretionary$38.6M
Non-Disc.$70.2M
Employees24
Clients1
DateOct 2024
Total AUM$108.8M
Discretionary$38.6M
Non-Disc.$70.2M
Employees24
Clients1
DateApr 2024
Total AUM$108.8M
Discretionary$38.6M
Non-Disc.$70.2M
Employees24
Clients1
DateMar 2024
Total AUM$108.8M
Discretionary$38.6M
Non-Disc.$70.2M
Employees24
Clients1
DateDec 2023
Total AUM$92.4M
Discretionary$33.5M
Non-Disc.$58.9M
Employees25
Clients0
DateNov 2023
Total AUM$92.4M
Discretionary$33.5M
Non-Disc.$58.9M
Employees25
Clients0
DateOct 2023
Total AUM$92.4M
Discretionary$33.5M
Non-Disc.$58.9M
Employees25
Clients0
DateApr 2023
Total AUM$92.4M
Discretionary$33.5M
Non-Disc.$58.9M
Employees25
Clients0
DateMar 2023
Total AUM$92.4M
Discretionary$33.5M
Non-Disc.$58.9M
Employees25
Clients0
DateJan 2023
Total AUM$90.8M
Discretionary$36M
Non-Disc.$54.8M
Employees25
Clients0
DateOct 2022
Total AUM$90.8M
Discretionary$36M
Non-Disc.$54.8M
Employees25
Clients0
DateMar 2022
Total AUM$90.8M
Discretionary$36M
Non-Disc.$54.8M
Employees25
Clients0
DateMar 2022
Total AUM$90.8M
Discretionary$36M
Non-Disc.$54.8M
Employees25
Clients0
DateOct 2021
Total AUM$109.5M
Discretionary$63.1M
Non-Disc.$46.4M
Employees24
Clients1
DateSep 2021
Total AUM$109.5M
Discretionary$63.1M
Non-Disc.$46.4M
Employees24
Clients1
DateJun 2021
Total AUM$109.5M
Discretionary$63.1M
Non-Disc.$46.4M
Employees24
Clients1
DateMar 2021
Total AUM$109.5M
Discretionary$63.1M
Non-Disc.$46.4M
Employees24
Clients1
DateNov 2020
Total AUM$107.2M
Discretionary$50.4M
Non-Disc.$56.8M
Employees32
Clients1
DateJul 2020
Total AUM$107.2M
Discretionary$50.4M
Non-Disc.$56.8M
Employees32
Clients1
DateJun 2020
Total AUM$107.2M
Discretionary$50.4M
Non-Disc.$56.8M
Employees32
Clients1
DateApr 2020
Total AUM$107.2M
Discretionary$50.4M
Non-Disc.$56.8M
Employees32
Clients1
DateMar 2020
Total AUM$107.2M
Discretionary$50.4M
Non-Disc.$56.8M
Employees32
Clients1
DateNov 2019
Total AUM$93.3M
Discretionary$38.9M
Non-Disc.$54.4M
Employees35
Clients4
DateJun 2019
Total AUM$93.3M
Discretionary$38.9M
Non-Disc.$54.4M
Employees35
Clients4
DateMay 2019
Total AUM$93.3M
Discretionary$38.9M
Non-Disc.$54.4M
Employees35
Clients4
DateMar 2019
Total AUM$93.3M
Discretionary$38.9M
Non-Disc.$54.4M
Employees35
Clients4
DateMar 2019
Total AUM$93.3M
Discretionary$38.9M
Non-Disc.$54.4M
Employees35
Clients4
DateAug 2018
Total AUM$103.5M
Discretionary$43.1M
Non-Disc.$60.4M
Employees36
Clients4
DateJul 2018
Total AUM$103.5M
Discretionary$43.1M
Non-Disc.$60.4M
Employees36
Clients4
DateJun 2018
Total AUM$103.5M
Discretionary$43.1M
Non-Disc.$60.4M
Employees36
Clients4
DateMar 2018
Total AUM$103.5M
Discretionary$43.1M
Non-Disc.$60.4M
Employees36
Clients4
DateNov 2017
Total AUM$111.9M
Discretionary$60.5M
Non-Disc.$51.4M
Employees37
Clients0
DateSep 2017
Total AUM$111.9M
Discretionary$60.5M
Non-Disc.$51.4M
Employees37
Clients300
DateAug 2017
Total AUM$111.9M
Discretionary$60.5M
Non-Disc.$51.4M
Employees37
Clients300
DateAug 2017
Total AUM$111.9M
Discretionary$60.5M
Non-Disc.$51.4M
Employees37
Clients300
DateMar 2017
Total AUM$111.9M
Discretionary$60.5M
Non-Disc.$51.4M
Employees37
Clients300
DateMar 2017
Total AUM$111.9M
Discretionary$60.5M
Non-Disc.$51.4M
Employees37
Clients300
DateNov 2016
Total AUM$170M
Discretionary$129.5M
Non-Disc.$40.5M
Employees30
Clients600
DateJun 2016
Total AUM$170M
Discretionary$129.5M
Non-Disc.$40.5M
Employees30
Clients600
DateMar 2016
Total AUM$170M
Discretionary$129.5M
Non-Disc.$40.5M
Employees30
Clients600
DateAug 2015
Total AUM$141.7M
Discretionary$109.1M
Non-Disc.$32.5M
Employees34
Clients500
DateAug 2015
Total AUM$141.7M
Discretionary$109.1M
Non-Disc.$32.5M
Employees34
Clients500
DateJul 2015
Total AUM$141.7M
Discretionary$109.1M
Non-Disc.$32.5M
Employees34
Clients500
DateJun 2015
Total AUM$141.7M
Discretionary$109.1M
Non-Disc.$32.5M
Employees34
Clients500
DateMar 2015
Total AUM$141.7M
Discretionary$109.1M
Non-Disc.$32.5M
Employees34
Clients500
DateAug 2014
Total AUM$118.6M
Discretionary$90.9M
Non-Disc.$27.7M
Employees32
Clients500
DateMar 2014
Total AUM$118.6M
Discretionary$90.9M
Non-Disc.$27.7M
Employees32
Clients500
DateMar 2014
Total AUM$118.6M
Discretionary$90.9M
Non-Disc.$27.7M
Employees32
Clients500
DateDec 2013
Total AUM$80.6M
Discretionary$66.1M
Non-Disc.$14.5M
Employees34
Clients200
DateDec 2013
Total AUM$80.6M
Discretionary$66.1M
Non-Disc.$14.5M
Employees34
Clients200
DateOct 2013
Total AUM$80.6M
Discretionary$66.1M
Non-Disc.$14.5M
Employees34
Clients200
DateSep 2013
Total AUM$80.6M
Discretionary$66.1M
Non-Disc.$14.5M
Employees34
Clients200
DateApr 2013
Total AUM$80.6M
Discretionary$66.1M
Non-Disc.$14.5M
Employees34
Clients200
DateMar 2013
Total AUM$80.6M
Discretionary$66.1M
Non-Disc.$14.5M
Employees34
Clients200
DateDec 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees27
Clients300
DateNov 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees27
Clients300
DateSep 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateSep 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateAug 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateJun 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateJun 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateJun 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateMay 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateMay 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateMay 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateMay 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateMay 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateApr 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateFeb 2012
Total AUM$37.6M
Discretionary$35.8M
Non-Disc.$1.7M
Employees11
Clients300
DateNov 2011
Total AUM$68.1M
Discretionary$49.4M
Non-Disc.$18.7M
Employees11
Clients251
DateNov 2011
Total AUM$68.1M
Discretionary$49.4M
Non-Disc.$18.7M
Employees--
Clients--
DateAug 2011
Total AUM$68.1M
Discretionary$49.4M
Non-Disc.$18.7M
Employees--
Clients--
DateMay 2011
Total AUM$68.1M
Discretionary$49.4M
Non-Disc.$18.7M
Employees--
Clients--
DateApr 2011
Total AUM$68.1M
Discretionary$49.4M
Non-Disc.$18.7M
Employees--
Clients--
DateMar 2011
Total AUM$68.1M
Discretionary$49.4M
Non-Disc.$18.7M
Employees--
Clients--
DateMar 2011
Total AUM$35.2M
Discretionary$34.2M
Non-Disc.$1.1M
Employees--
Clients--
DateSep 2010
Total AUM$35.2M
Discretionary$34.2M
Non-Disc.$1.1M
Employees--
Clients--
DateAug 2010
Total AUM$35.2M
Discretionary$34.2M
Non-Disc.$1.1M
Employees--
Clients--
DateJul 2010
Total AUM$35.2M
Discretionary$34.2M
Non-Disc.$1.1M
Employees--
Clients--
DateJun 2010
Total AUM$35.2M
Discretionary$34.2M
Non-Disc.$1.1M
Employees--
Clients--