NMF ASSET MANAGEMENT, LLC
CRD #123861 SEC #801-61562 STUART, FL 772-221-2651
SEC Registered
Total AUM
$102.4M
Discretionary
$102.4M
Employees
5
Clients
--
Accounts
87
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALCONE, CHARLES, A. | I | PRINCIPAL | NA | |
| FALCONE, CHARLES, A. | I | PRINCIPAL | NA | |
| FALCONE, CHARLES, A. | I | PRINCIPAL AND BOARD MEMBER | NA | |
| HARRIS, LORRAINE, F | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HARRIS, LORRAINE, F | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HARRIS, LORRAINE, F | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FALCONE, NOLA, MADDOX | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | E | Control |
| FALCONE, NOLA, MADDOX | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | E | Control |
| FALCONE, NOLA, MADDOX | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | E | Control |
| FALCONE, NOLA, MADDOX | I | MANAGING MEMBER | E | Control |
| FALCONE, NOLA, MADDOX | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | D | Control |
| FALCONE, NOLA, MADDOX | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER | D | Control |
| GEORGIA BANK & TRUST COMPANY | DE | MEMBER, OPERATIONS PARTNER | C | Control |
| GEORGIA BANK & TRUST COMPANY | DE | MEMBER, ADMINISTRATION PARTNER | C | Control |
| GILCHER, WILLIAM, JOHN | I | VICE PRESIDENT, PORTFOLIO MANAGER/RESEARCH | B | |
| GILCHER, WILLIAM, JOHN | I | VICE PRESIDENT, PORTFOLIO MANAGER/RESEARCH | A | |
| GILCHER, WILLIAM, JOHN | I | VICE PRESIDENT, PORTFOLIO MANAGER/RESEARCH | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SOUTHEASTERN BANK FINANCIAL CORP. | DE | GEORGIA BANK & TRUST COMPANY | E | Control |
Registrations
Federal
IA
Sep 20, 2005 REGISTERED
Notice Filings (2)
FL GA
Address
815 COLORADO AVENUESTUART, FL 34994
USA
Phone: 772-221-2651