STEIN WHITTINGTON DENIEL INVESTMENT ADVISORS, INC.
CRD #123875 SEC #801-64060 PALM DESERT, CA 760-776-1488
SEC Registered
Total AUM
$53.1M
Discretionary
$51M
Employees
5
Clients
--
Accounts
168
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 17, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CROSBY, DANA, LARRY | I | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | C | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STEIN, RICK, MELVIN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | A | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | A | Control |
| DENIEL, CRISTINA | I | VICE PRESIDENT, SECRETARY-TREASURER, CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
IA
May 17, 2011 REGISTERED
Notice Filings (1)
CA
Address
44600 VILLAGE COURTSUITE 100
PALM DESERT, CA 92260-3802
United States
Phone: 760-776-1488