DICE, THOMAS JOEL
Legal name: DICE FINANCIAL INVESTMENT ADVISORY
CRD #123922 SEC #801-117401 MITCHELL, SD 605-996-7171
SEC Registered
Total AUM
$128.6M
Discretionary
$0
Employees
4
Clients
0
Accounts
95
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- South Dakota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 28, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DICE, THOMAS, JOEL | I | CHIEF COMPLIANCE OFFICER AND OWNER | E | Control |
Registrations
Federal
IA
Aug 28, 2019 REGISTERED
Address
1716 N SANBORN BLVD.MITCHELL, SD 57301
United States
Phone: 605-996-7171