COX FINANCIAL GROUP, LTD.
CRD #123955 SEC #801-62084 SCHAUMBURG, IL 847.240.0022 X 12
SEC Registered Private Funds
Total AUM
$48.5M
Discretionary
$31.2M
Employees
1
Clients
26
Accounts
35
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 31, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| COX, JOHN, HERMAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 31, 2012 REGISTERED
Notice Filings (1)
IL
Address
1051 PERIMETER DRIVESUITE 550
SCHAUMBURG, IL 60173-5807
United States
Phone: 847.240.0022 X 12