GUILFORD FINANCIAL GROUP, INC.
CRD #124066 SEC #801-71102 GUILFORD, CT 203-453-3458
SEC Registered
Total AUM
$35M
Discretionary
$33.5M
Employees
1
Clients
1
Accounts
223
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STASCHKE, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| STASCHKE, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| STASCHKE, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| STASCHKE, SCOTT, ALLEN | I | VICE PRESIDENT | NA | Control |
| STASCHKE, SCOTT, ALLEN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| STASCHKE, SCOTT, ALLEN | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| STASCHKE, WAYNE, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STASCHKE, WAYNE, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STASCHKE, WAYNE, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STASCHKE, WAYNE, ALLAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| STASCHKE, WAYNE, ALLAN | I | PRESIDENT | E | Control |
| STASCHKE, WAYNE, ALLAN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 15, 2012 REGISTERED
Notice Filings (3)
CT LA NH
Address
2415 BOSTON POST ROADUNIT 14
GUILFORD, CT 06437
United States
Phone: 203-453-3458