LUMIN FINANCIAL, LLC
CRD #124138 SEC #801-72205 SOUTHFIELD, MI 248-936-9480
SEC Registered
Total AUM
$175.5M
Discretionary
$145.9M
Employees
7
Clients
1
Accounts
385
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKELVEY, NAOKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING MEMBER | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | MANAGING PRINCIPAL | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HICKS, VICTOR, HAYES | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Mar 28, 2023 REGISTERED
Notice Filings (2)
MI TX
Address
2000 TOWN CENTERSUITE 1825
SOUTHFIELD, MI 48075
United States
Phone: 248-936-9480