RIA Intelligence

QFA, LLC

CRD #124162 SEC #801-64457 NAPLES, FL 239-513-0777
SEC Registered
Total AUM
$64.9M
Discretionary
$64.9M
Employees
1
Clients
--
Accounts
200

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 6, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FRANKEL, HOWARD, MARKICHIEF OPERATING OFFICERNA Control
FRANKEL, HOWARD, MARKICHIEF OPERATING OFFICERNA Control
FRANKEL, HOWARD, MARKICHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICERNA Control
NEHER, JAMES, ROBERTIMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICERE Control
NEHER, JAMES, ROBERTIMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICERE Control
NEHER, JAMES, ROBERTIMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICERE Control
NEHER, JEFFREY, ROBERTIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
NEHER, JEFFREY, ROBERTIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERE Control
NEHER, JEFFREY, ROBERTIMANAGING MEMBERD Control
NEHER, JEFFREY, ROBERTIMANAGING MEMBERD Control
NEHER, JEFFREY, ROBERTIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
NEHER, JEFFREY, ROBERTIMANAGING MEMBERD Control
NEHER, JAMES, ROBERTICO-MANAGING MEMBER & CHIEF COMPLIANCE OFFICERC Control
NEHER, JAMES, ROBERTICO-MANAGING MEMBER & CHIEF COMPLIANCE OFFICERC Control
NEHER, JAMES, ROBERTICO-MANAGING MEMBER & CHIEF INVESTMENT STRATEGISTC Control
NEHER, JAMES, ROBERTICO-MANAGING MEMBER & CHIEF INVESTMENT STRATEGISTC Control

Registrations

Federal

IA
Jun 6, 2013 REGISTERED

Notice Filings (1)

FL

Address

950 ENCORE WAY
SUITE 102
NAPLES, FL 34110
United States
Phone: 239-513-0777