PETERSEN & RAMISTELLA, INC.
CRD #124182 SEC #801-61641 MONTEREY, CA 831-372-3426
SEC Registered
Total AUM
$129M
Discretionary
$0
Employees
5
Clients
10
Accounts
188
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TARRA, SCOTT PATRICK | I | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | NA | |
| TARRA, SCOTT PATRICK | I | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | NA | |
| TARRA, SCOTT PATRICK | I | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | NA | |
| TARRA, SCOTT PATRICK | I | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | NA | |
| TARRA, SCOTT, PATRICK | I | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | NA | |
| PETERSEN, KENNETH, BURTON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| PETERSEN, KENNETH BURTON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| PETERSEN, KENNETH BURTON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| PETERSEN, KENNETH BURTON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| PETERSEN, KENNETH BURTON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| PETERSEN, KENNETH BURTON | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER (COO) | D | Control |
| RAMISTELLA, FRANK | I | PRINCIPAL | D | Control |
| RAMISTELLA, FRANK | I | PRINCIPAL | D | Control |
| RAMISTELLA, FRANK | I | PRINCIPAL | D | Control |
| RAMISTELLA, FRANK | I | PRINCIPAL | D | Control |
Registrations
Federal
IA
May 5, 2011 REGISTERED
Notice Filings (1)
CA
Address
2340 GARDEN RD.SUITE 202
MONTEREY, CA 93940
United States
Phone: 831-372-3426