NORTHBROOK INVESTMENT MANAGEMENT, LLC
CRD #124197 SEC #801-68812 OKEMOS, MI 517-347-0347
SEC Registered
Total AUM
$58.5M
Discretionary
$58.5M
Employees
1
Clients
--
Accounts
293
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREGORY, ROBERT, JAMES | I | CEO, MEMBER | D | Control |
| GREGORY, ROBERT, JAMES | I | CEO, MEMBER | D | Control |
| GREGORY, ROBERT, JAMES | I | MEMBER | D | Control |
| GREGORY, ROBERT, JAMES | I | CEO, MEMBER | D | Control |
| GREGORY, ROBERT, JAMES | I | CEO, MEMBER | D | Control |
| GREGORY, ROBERT, JAMES | I | CEO, MEMBER | D | Control |
| FLINTOFF, MICHAEL, SCOTT | I | MEMBER | C | Control |
| FLINTOFF, MICHAEL, SCOTT | I | MEMBER | C | Control |
| FLINTOFF, MICHAEL, SCOTT | I | MEMBER | C | Control |
| FLINTOFF, MICHAEL, SCOTT | I | MEMBER | C | Control |
| FLINTOFF, MICHAEL, SCOTT | I | MEMBER | C | Control |
| FLINTOFF, MICHAEL, SCOTT | I | MEMBER | C | Control |
| KLEIN, KENNETH, JOSEPH | I | CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
| KLEIN, KENNETH, JOSEPH | I | CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
| KLEIN, KENNETH, JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KLEIN, KENNETH, JOSEPH | I | CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
| KLEIN, KENNETH, JOSEPH | I | CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
| KLEIN, KENNETH, JOSEPH | I | CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
MI
Address
2149 JOLLY RDSUITE 500
OKEMOS, MI 48864
United States
Phone: 517-347-0347