RIA Intelligence

INDEPENDENT WEALTH MANAGEMENT, LLC

CRD #124242 SEC #801-120528 TRAVERSE CITY, MI 231-929-1086
SEC Registered
Total AUM
$175.4M
Discretionary
$160.6M
Employees
5
Clients
101
Accounts
506

Firm Details

Organization Type
Limited Liability Company
State of Formation
Michigan
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 29, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERGER, JAY, BRANTICHIEF COMPLIANCE OFFICERC Control
BERGER, JAY, BRANTICHIEF COMPLIANCE OFFICERC Control
BERGER, JAY, BRANTICHIEF COMPLIANCE OFFICERC Control
BERGER, JAY, BRANTICHIEF COMPLIANCE OFFICERC Control
BERGER, JAY, BRANTICHIEF COMPLIANCE OFFICERC Control
BERGER, JAY, BRANTICHIEF COMPLIANCE OFFICERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
BERGER, JAY, BRANTIMEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
FISHER, STEPHEN, MICHAELIMANAGING MEMBERC Control
HACKNEY, SCOTT, CIMEMBERC Control
HACKNEY, SCOTT, CIMEMBERC Control
HACKNEY, SCOTT, CIMEMBERC Control
HACKNEY, SCOTT, CIMEMBERC Control
HACKNEY, SCOTT, CIMEMBERC Control
HACKNEY, SCOTT, CIMEMBERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control
HACKNEY, SCOTT, CIMEMBER, CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Jan 29, 2025 REGISTERED

Notice Filings (3)

FL MI TX

Address

236 1/2 E. FRONT ST
TRAVERSE CITY, MI 49684
United States
Phone: 231-929-1086