ROCK CANYON ADVISORY GROUP, INC.
CRD #124273 SEC #801-61650 LEHI, UT 801-753-0045
SEC Registered
Total AUM
$9.9M
Discretionary
$9.9M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 6, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BODEN, JAMES, REID | I | CHIEF FINANCIAL OFFICER | NA | |
| BODEN, JAMES, REID | I | CHIEF FINANCIAL OFFICER | NA | |
| FERRELL, NEIL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRELL, NEIL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRELL, NEIL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRELL, NEIL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRELL, NEIL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURCHISON, MELISSA, DENISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURCHISON, MELISSA, DENISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| FERRELL, JONATHAN, NEIL | I | PRESIDENT | E | Control |
| DRANEY, TODD, C | I | DIRECTOR | B | |
| DRANEY, TODD, C | I | VICE PRESIDENT | B | |
| DRANEY, TODD, C | I | VICE PRESIDENT | B | |
| DRANEY, TODD, C | I | VICE PRESIDENT | B |
Registrations
Federal
IA
Feb 6, 2007 REGISTERED
Notice Filings (1)
UT
Address
2989 WEST MAPLE LOOP,SUITE 210LEHI, UT 84043
USA
Phone: 801-753-0045