LUMIA WEALTH, LLC
CRD #124276 SEC #801-107718 OVERLAND PARK, KS 913-381-0280
SEC Registered
Total AUM
$207M
Discretionary
$186.7M
Employees
3
Clients
0
Accounts
513
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MEMBER | E | Control |
| IMHOFF, DAVID, LOUIS | I | MEMBER | D | Control |
| IMHOFF, DAVID, LOUIS | I | MEMBER | D | Control |
| IMHOFF, DAVID, LOUIS | I | MEMBER | D | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER | B | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER | B | Control |
| BRUSH, BRIAN, ROUCH | I | MEMBER & CHIEF COMPLIANCE OFFICER | B | Control |
| BRUSH, CHRISTINE | I | MEMBER | B | |
| BRUSH, CHRISTINE | I | MEMBER | B | |
| BRUSH, CHRISTINE | I | MEMBER | B | |
| BRUSH, CHRISTINE | I | MEMBER | B | |
| BRUSH, CHRISTINE | I | MEMBER | B |
Registrations
Federal
IA
Mar 2, 2022 REGISTERED
Notice Filings (3)
KS MO TX
Address
6420 WEST 95TH STREETSTE 202
OVERLAND PARK, KS 66212-1434
United States
Phone: 913-381-0280