GRAF FINANCIAL ADVISORS, LLC
CRD #124388 SEC #801-61830 WAYNE, NJ 973-633-9199
SEC Registered
Total AUM
$54.2M
Discretionary
$54.2M
Employees
1
Clients
11
Accounts
265
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRAF, KARL, H | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAF, KARL, H | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAF, KARL, H | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAF, KARL, H | I | MEMBER | E | Control |
| GRAF, KARL, H | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAF, KARL, H | I | MEMBER | E | Control |
| GRAF, KARL, H | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAF, KARL, H | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GRAF, KARL, H | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 3, 2012 REGISTERED
Notice Filings (1)
NJ
Address
1680 ROUTE 23, SUITE 110WAYNE, NJ 07470
United States
Phone: 973-633-9199