CASCADE ASSET MANAGERS, LLC
Legal name: CFG REGISTERED INVESTMENT ADVISORS
CRD #124438 SEC #801-62819 GRAND RAPIDS, MI 616-575-2020
SEC Registered
Total AUM
$97.4M
Discretionary
$97.4M
Employees
1
Clients
0
Accounts
1,124
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROOKENS, REGINA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKENS, REGINA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKENS, REGINA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKENS, REGINA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BROOKENS, REGINA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAEVEN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLCOMB, VALERIE, JEAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOLCOMB, VALERIE, JEAN | I | MEMBER | E | Control |
| HOLCOMB, VALERIE, JEAN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| HOLCOMB, VALERIE, JEAN | I | MEMBER | E | Control |
| HOLCOMB, VALERIE, JEAN | I | MEMBER | E | Control |
| HOLCOMB, VALERIE, JEAN | I | MEMBER | E | Control |
| HOOPER, SHARON, KAY | I | MEMBER | E | Control |
| HOOPER, SHARON, KAY | I | MEMBER | E | Control |
| HOOPER, SHARON, KAY | I | MEMBER | B | Control |
| HOOPER, SHARON, KAY | I | MEMBER | B | Control |
| HOOPER, SHARON, KAY | I | MEMBER | B | Control |
| HOOPER, SHARON, KAY | I | MEMBER | B | Control |
| HOOPER, SHARON, KAY | I | MEMBER | B | Control |
| HOOPER, SHARON, KAY | I | MEMBER | B | Control |
Registrations
Federal
IA
Mar 28, 2014 REGISTERED
Notice Filings (2)
MI TX
Address
607 CASCADE WEST PARKWAYGRAND RAPIDS, MI 49546-2158
United States
Phone: 616-575-2020