KSM CAPITAL ADVISORS, LLC
CRD #124439 SEC #801-64058 INDIANAPOLIS, IN 317-571-3400
SEC Registered
Total AUM
$435.6M
Discretionary
$327.2M
Employees
--
Clients
51
Accounts
1,048
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 28, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MERSEREAU, KAREN, HOSBEIN | I | MANAGER | NA | Control |
| MERSEREAU, KAREN, HOSBEIN | I | MANAGER | NA | Control |
| MERSEREAU, KAREN, HOSBEIN | I | MANAGER | NA | Control |
| MERSEREAU, KAREN, HOSBEIN | I | MANAGER | NA | Control |
| MERSEREAU, KAREN, HOSBEIN | I | MANAGER | NA | Control |
| MERSEREAU, KAREN, HOSBEIN | I | MANAGER | NA | Control |
| REIST, PETER, NIELSEN | I | MANAGER | NA | Control |
| REIST, PETER, NIELSEN | I | MANAGER | NA | Control |
| REIST, PETER, NIELSEN | I | MANAGER | NA | Control |
| REIST, PETER, NIELSEN | I | MANAGER | NA | Control |
| REIST, PETER, NIELSEN | I | MANAGER | NA | Control |
| REIST, PETER, NIELSEN | I | MANAGER | NA | Control |
| VANBUSKIRK, CERELLE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VANBUSKIRK, CERELLE, DIANE | I | OFFICE MANAGER/CHIEF COMPLIANCE OFFICER | NA | |
| VANBUSKIRK, CERELLE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| VANBUSKIRK, CERELLE, DIANE | I | OFFICE MANAGER/CHIEF COMPLIANCE OFFICER | NA | |
| VANBUSKIRK, CERELLE, DIANE | I | OFFICE MANAGER/CHIEF COMPLIANCE OFFICER | NA | |
| VANBUSKIRK, CERELLE, DIANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| KSM BUSINESS SERVICES, INC. | DE | MEMBER | E | Control |
| KSM BUSINESS SERVICES, INC. | DE | MEMBER | E | Control |
| KSM BUSINESS SERVICES, INC. | DE | MEMBER | E | Control |
| KSM BUSINESS SERVICES, INC. | DE | MEMBER | E | Control |
| KSM BUSINESS SERVICES, INC. | DE | MEMBER | E | Control |
| KSM HOLDING COMPANY, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KSM BUSINESS SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | KSM BUSINESS SERVICES, INC. | E | Control |
| KSM BUSINESS SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | KSM BUSINESS SERVICES, INC. | E | Control |
| KSM BUSINESS SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | KSM BUSINESS SERVICES, INC. | E | Control |
| KSM BUSINESS SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | KSM BUSINESS SERVICES, INC. | E | Control |
| KSM BUSINESS SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | KSM BUSINESS SERVICES, INC. | E | Control |
| KSM BUSINESS SERVICES EMPLOYEE STOCK OWNERSHIP PLAN | DE | KSM BUSINESS SERVICES, INC. | E | Control |
Registrations
Federal
IA
Jan 28, 2010 REGISTERED
Notice Filings (3)
CA FL IN
Address
800 EAST 96TH STREETSUITE 500
INDIANAPOLIS, IN 46240
United States
Phone: 317-571-3400