WEALTH MANAGEMENT & BUSINESS CONCEPTS
Legal name: WMBC
CRD #124462 SEC #801-80426 IRVINE, CA 949-829-9622
SEC Registered
Total AUM
$116.2M
Discretionary
$56.8M
Employees
3
Clients
51
Accounts
648
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 7, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | NA | Control |
| KUNO, ANGELA, RAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | PRESIDENT | E | Control |
| COLES, DAVID, SCOTT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| COLES, DAVID, SCOTT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| COLES, DAVID, SCOTT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| COLES, DAVID, SCOTT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| COLES, DAVID, SCOTT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | B | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | B | Control |
| COLES, DAVID, SHELDON | I | CHIEF COMPLIANCE OFFICER AND PRESIDENT | B | Control |
Registrations
Federal
IA
Jan 7, 2025 REGISTERED
Notice Filings (3)
CA CT WA
Address
2 VENTURESUITE 380
IRVINE, CA 92618
United States
Phone: 949-829-9622