RIA Intelligence

HAWTREE ADVISORY GROUP, LLC

CRD #124492 SEC #801-66847 TUCSON, AZ 520-886-5161
SEC Registered
Total AUM
$37.3M
Discretionary
$36.9M
Employees
1
Clients
0
Accounts
198

Firm Details

Organization Type
Limited Liability Company
State of Formation
Arizona
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 22, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HAWTREE, SAMUEL, EDWARDIMEMBER, CHIEF COMPLIANCE OFFICERE Control
HAWTREE, SAMUEL, EDWARDIMEMBER, CHIEF COMPLIANCE OFFICERE Control
HAWTREE, SAMUEL, EDWARDIMEMBER, CHIEF COMPLIANCE OFFICERE Control
HAWTREE, SAMUEL, EDWARDIMEMBER, CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Feb 22, 2012 REGISTERED

Notice Filings (1)

AZ

Address

6069 E. GRANT ROAD
TUCSON, AZ 85712-2318
United States
Phone: 520-886-5161