RIA Intelligence

WINDSOR FINANCIAL, LLC

CRD #124510 SEC #801-62470 MCLEAN, VA 703-442-0600
SEC Registered
Total AUM
$49.2M
Discretionary
$0
Employees
5
Clients
25
Accounts
66

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 17, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARGY, PAUL, JAMESIPRESIDENTNA Control
WARNER, BARBARA, ANNEIPREDSIDENTNA Control
LEADING FINANCIAL MANAGEMENT, INC.DEMEMBERD Control
LEADING FINANCIAL MANAGEMENT, INC.DEMEMBERD Control
LEADING FINANCIAL MANAGEMENT, INC.DEMEMBERD Control
WARNER CAPITAL GROUP, INC.DEMEMBERC Control
WARNER CAPITAL GROUP, INC.DEMEMBERC Control
WARNER CAPITAL GROUP, INC.DEMEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ARGY, WILTSE, ROBINSON, PCDELFMC, INC.D Control
ARGY, WILTSE, ROBINSON, PCDELFMC, INC.D Control
ARGY, WILTSE, ROBINSON, PCDELFMC, INC.D Control
WARNER, BARBARA, ANNEIWARNER CAP. GRP,INCD Control
WARNER, BARBARA, ANNEIWARNER CAP. GRP,INCD Control
ARGY, PAUL, JAMESIAWR, PC.C Control
ARGY, PAUL, JAMESIAWR, PC.C Control
ARGY, PAUL, JAMESIAWR, PC.C Control
WARNER, DAVID, STEPHENIWARNER CAP. GRP,INCC Control
WARNER, DAVID, STEPHENIWARNER CAP. GRP,INCC Control
WILTSE, STEVEN, MICHAELIAWR, PCC Control
WILTSE, STEVEN, MICHAELIAWR, PCC Control
WILTSE, STEVEN, MICHAELIAWR, PCC Control

Registrations

Federal

IA
May 17, 2005 REGISTERED

Notice Filings (3)

DC MD VA

Address

8405 GREENSBORO DRIVE #700
MCLEAN, VA 22102
USA
Phone: 703-442-0600