SARATOGA WEALTH ADVISORS, LLC
CRD #124529 SEC #801-61681 SARATOGA SPRINGS, NY 518-587-7147
SEC Registered
Total AUM
$93M
Discretionary
$92.9M
Employees
1
Clients
51
Accounts
289
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| MALIKOW, LOUIS, ROBERT | I | MEMBER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| TROWBRIDGE, JEFFREY, ARTHUR | I | MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 21, 2023 REGISTERED
Notice Filings (5)
CT FL MA NJ NY
Address
340 BROADWAY, THIRD FLOORSARATOGA SPRINGS, NY 12866
United States
Phone: 518-587-7147