EK RILEY ADVISORS, LLC
CRD #124573 SEC #801-62123 SEATTLE, WA 206-832-1520
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 14, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERTSCH, BRIAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BERTSCH, BRIAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BERTSCH, BRIAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BERTSCH, BRIAN, PAUL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HEYNE, SARAH, LAUREN | I | SENIOR VICE PRESIDENT | NA | Control |
| HEYNE, SARAH, LAUREN | I | SENIOR VICE PRESIDENT | NA | Control |
| HEYNE, SARAH, LAUREN | I | SENIOR VICE PRESIDENT | NA | Control |
| HEYNE, SARAH, LAUREN | I | SENIOR VICE PRESIDENT | NA | Control |
| HEYNE-WYRICK, MICHELLE, ELIZABETH | I | SENIOR VICE PRESIDENT | NA | Control |
| HEYNE-WYRICK, MICHELLE, ELIZABETH | I | SENIOR VICE PRESIDENT | NA | Control |
| LOUCH, AARON, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| LOUCH, AARON, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| LOUCH, AARON, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| LOUCH, AARON, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| RILEY, EDWARD, KING | I | PRESIDENT | NA | Control |
| RILEY, EDWARD, KING | I | PRESIDENT | NA | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
| EK RILEY & CO., INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RILEY, EDWARD, KING | I | EK RILEY & COMPANY, INC. | D | Control |
| RILEY, EDWARD, KING | I | EK RILEY & COMPANY, INC. | D | Control |
| RILEY, EDWARD, KING | I | EK RILEY & COMPANY, INC. | D | Control |
| RILEY, EDWARD, KING | I | EK RILEY & COMPANY, INC. | D | Control |
| RILEY, EDWARD, KING | I | EK RILEY & COMPANY, INC. | D | Control |
Registrations
Federal
IA
Jan 14, 2004 REGISTERED
Address
1201 THIRD AVENUE, SUITE 5300SEATTLE, WA 98101
USA
Phone: 206-832-1520