HALL & ROMKEMA FINANCIAL SERVICES, L.L.C.
CRD #124609 SEC #801-69094 EAST LANSING, MI 517-337-8900
SEC Registered Broker-Dealer
Total AUM
$47.1M
Discretionary
$0
Employees
6
Clients
0
Accounts
116
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MATUSZAK, JAMES JOHN | I | REGISTERED PRINCIPAL | NA | |
| MATUSZAK, JAMES JOHN | I | REGISTERED PRINCIPAL | NA | |
| MATUSZAK, JAMES JOHN | I | REGISTERED PRINCIPAL | NA | |
| MATUSZAK, JAMES JOHN | I | REGISTERED PRINCIPAL | NA | |
| MATUSZAK, JAMES JOHN | I | REGISTERED PRINCIPAL | NA | |
| MATUSZAK, JAMES JOHN | I | REGISTERED PRINCIPAL | NA | |
| MATUSZAK, JAMES JOHN | I | REGISTERED PRINCIPAL | NA | |
| HALL, TERRY LEE | I | REGISTERED PRINCIPAL | D | Control |
| HALL, TERRY LEE | I | REGISTERED PRINCIPAL | D | Control |
| HALL, TERRY LEE | I | REGISTERED PRINCIPAL | D | Control |
| HALL, TERRY LEE | I | REGISTERED PRINCIPAL | D | Control |
| HALL, TERRY LEE | I | REGISTERED PRINCIPAL | D | Control |
| HALL, TERRY LEE | I | REGISTERED PRINCIPAL | D | Control |
| HALL, TERRY LEE | I | REGISTERED PRINCIPAL | D | Control |
| ROMKEMA, JOE ALAN | I | DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| ROMKEMA, JOE ALAN | I | DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| ROMKEMA, JOE ALAN | I | DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| ROMKEMA, JOE ALAN | I | DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| ROMKEMA, JOE ALAN | I | DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| ROMKEMA, JOE ALAN | I | DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| ROMKEMA, JOE ALAN | I | DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| TANKE, RICHARD LAWRENCE JR. | I | FINOP | B | Control |
| TANKE, RICHARD LAWRENCE JR. | I | FINOP | B | Control |
| TANKE, RICHARD LAWRENCE JR. | I | FINOP | B | Control |
| TANKE, RICHARD LAWRENCE JR. | I | FINOP | B | Control |
| TANKE, RICHARD LAWRENCE JR. | I | FINOP | B | Control |
| TANKE, RICHARD LAWRENCE JR. | I | FINOP | B | Control |
| TANKE, RICHARD LAWRENCE JR. | I | FINOP | B | Control |
Registrations
Federal
IA
May 11, 2012 REGISTERED
Notice Filings (2)
IN MI
Address
3495 COOLIDGEEAST LANSING, MI 48823
United States
Phone: 517-337-8900