STRATEGIC FINANCIAL SERVICES, INC.

Legal name: STRATEGIC RETIREMENT PLANS

CRD #124662 SEC #801-61930 UTICA, NY 315-735-7553

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2011
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
KOWALCZYK, BRADLEY, MICHAEL	I	PRESIDENT	NA	Control
KOWALCZYK, BRADLEY, MICHAEL	I	PRESIDENT	NA	Control
KOWALCZYK, BRADLEY, MICHAEL	I	PRESIDENT	NA	Control
KOWALCZYK, BRADLEY, MICHAEL	I	PRESIDENT	NA	Control
LEIST, ALAN, REMY	I	PRINCIPAL	NA	Control
LEIST, ALAN, REMY	I	PRINCIPAL	NA	Control
LEIST, ALAN, REMY	I	PRINCIPAL	NA	Control
LEIST, ALAN, REMY	I	PRINCIPAL	NA	Control
MARTIN, CATHERINE ROBERTS	DE	CHIEF COMPLIANCE OFFICER	NA	Control
MARTIN, CATHERINE, ROBERTS	I	CHIEF COMPLIANCE OFFICER	NA	Control
MARTIN, CATHERINE, ROBERTS	I	CHIEF COMPLIANCE OFFICER	NA	Control
MARTIN, CATHERINE, ROBERTS	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCARTNEY, SCOTT, CLYDE	I	CIO	NA	Control
MCCARTNEY, SCOTT, CLYDE	I	CIO	NA	Control
MOSHIER, MARTIN, E.	I	PRINCIPAL	NA	Control
MOSHIER, MARTIN, E.	I	PRINCIPAL	NA	Control
MOSHIER, MARTIN, E.	I	PRINCIPAL	NA	Control
MOSHIER, MARTIN, E.	I	PRINCIPAL	NA	Control
WILLIAMS, KASEY, JOHN	I	CHIEF COMPLIANCE OFFICER	NA
WILLIAMS, KASEY, JOHN	I	CHIEF COMPLIANCE OFFICER	NA
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	D	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	D	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	D	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	D	Control
KOWALCZYK, BRADLEY, MICHAEL	I	OWNER / PRESIDENT	C	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	C	Control
SWEET, JUDITH VICKS	I	OWNER/CHIEF COMPLIANCE OFFICER	C	Control
SWEET, JUDITH VICKS	I	OWNER/CHIEF COMPLIANCE OFFICER	C	Control
SWEET, JUDITH VICKS	I	OWNER/CHIEF COMPLIANCE OFFICER	C
SWEET, JUDITH VICKS	I	PRINCIPAL	C	Control
SWEET, JUDITH VICKS	I	PRINCIPAL	C	Control
BURNS, ANDREW, CONOVER	I	OWNER	B
BURNS, ANDREW, CONOVER	I	OWNER	B
BURNS, ANDREW, CONOVER	I	OWNER	B
BURNS, ANDREW, CONOVER	I	OWNER	B
GEORGE, SCOTT, ALAN	I	PRESIDENT/OWNER	B	Control
GEORGE, SCOTT, ALAN	I	PRESIDENT/OWNER	B	Control
KOWALCZYK, BRADLEY, MICHAEL	I	OWNER / PRESIDENT	B	Control
KOWALCZYK, BRADLEY, MICHAEL	I	OWNER / PRESIDENT	B	Control
KOWALCZYK, BRADLEY, MICHAEL	I	OWNER / PRESIDENT	B	Control
KOWALCZYK, BRADLEY, MICHAEL	I	OWNER	B	Control
KOWALCZYK, BRADLEY, MICHAEL	I	OWNER	B	Control
KOWALCZYK, BRADLEY, MICHAEL	I	OWNER / PRESIDENT	B	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	B	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	B	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	B	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	B	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	B	Control
LEIST, ALAN, REMY	I	CHAIRMAN OF THE BOARD/OWNER	B	Control
SWEET-VICKS, JUDITH	I	OWNER	B
VICKS SWEET, JUDITH	I	OWNER	B
VICKS SWEET, JUDITH	I	OWNER	B
VICKS SWEET, JUDITH	I	OWNER	B
VICKS SWEET, JUDITH	I	OWNER	B
VICKS SWEET, JUDITH	I	OWNER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MARTIN, CATHERINE R.	DE	COMPLIANCE OFFICER	F	Control
MARTIN, CATHERINE R.	DE	COMPLIANCE OFFICER	F	Control
MARTIN, CATHERINE R.	DE	COMPLIANCE OFFICER	F	Control
MARTIN, CATHERINE R.	DE	COMPLIANCE OFFICER	F	Control

Registrations

Federal

Mar 31, 2011 REGISTERED

Notice Filings (1)

Address

114 BUSINESS PARK DRIVE
UTICA, NY 13502
United States

Phone: 315-735-7553