ANCORA ADVISORS LLC

CRD #124674 SEC #801-61770 MAYFIELD HEIGHTS, OH 216-825-4000

SEC Registered Disclosures

Total AUM

$4.5B

Discretionary

$2.5B

Employees

Clients

Accounts

313

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Nevada
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 21, 2025
Branch Offices: 2
LEI: 549300S3TCYN5UKIPQ04

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
AMATO, DENIS, JAMES	I	CHIEF INVESTMENT OFFICER	NA	Control
BARONE, CHRISTOPHER, RICHARD	I	SHAREHOLDER	NA
BARONE, CHRISTOPHER, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA
BARONE, CHRISTOPHER, RICHARD	I	CHIEF COMPLIANCE OFFICER	NA
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, CEO, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, CEO, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, CEO, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN EMERITUS	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN EMERITUS	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN EMERITUS	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN EMERITUS	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN EMERITUS	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, COO	NA	Control
Cunningham, Tricia, Marie	I	RISK OFFICER	NA	Control
Cunningham, Tricia, Marie	I	RISK OFFICER	NA	Control
Cunningham, Tricia, Marie	I	RISK OFFICER	NA	Control
Cunningham, Tricia, Marie	I	RISK OFFICER	NA	Control
DISANTO, FRED, DAVID	I	PRESIDENT	NA	Control
DISANTO, FRED, DAVID	I	PRESIDENT	NA	Control
DISANTO, FRED, DAVID	I	PRESIDENT	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
DISANTO, FREDERICK, DAVID	I	CHIEF EXECUTIVE OFFICER, CHAIRMAN	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
GEERS, JASON, P	I	CHIEF COMPLIANCE OFFICER	NA	Control
Garrett, Brittney, Jean	I	CHIEF FINANCIAL OFFICER	NA	Control
Garrett, Brittney, Jean	I	CHIEF FINANCIAL OFFICER	NA	Control
Garrett, Brittney, Jean	I	CHIEF FINANCIAL OFFICER	NA	Control
Garrett, Brittney, Jean	I	CHIEF FINANCIAL OFFICER	NA	Control
Garrett, Brittney, Jean	I	CHIEF FINANCIAL OFFICER	NA	Control
KUHR, DAVID, WILLIAM	I	CHIEF COMPLIANCE OFFICER	NA
KUHR, DAVID, WILLIAM	I	CHIEF COMPLIANCE OFFICER	NA
KUHR, DAVID, WILLIAM	I	CHIEF COMPLIANCE OFFICER	NA
MICKLITSCH, JOHN, PEWTERS	I	SHAREHOLDER	NA
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
MICKLITSCH, JOHN, PEWTERS	I	CHIEF INVESTMENT OFFICER	NA	Control
SCACCO, JEREMY, JOSEPH	I	SHAREHOLDER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATIONS OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATIONS OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
SPIDALIERI, JOSEPH, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
WOIDKE, ERIC, FRANCIS	I	SHAREHOLDER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZUCKER, BRADLEY, ALAN	I	CHIEF FINANCIAL OFFICER	NA	Control
BARONE, RICHARD, ANTHONY	I	PRESIDENT, CEO, COO	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP LLC	DE	MEMBER (MANAGER)	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
THE ANCORA GROUP, INC.	DE	SHAREHOLDER	E	Control
AMATO, DENIS, JAMES	I	SHAREHOLDER	B	Control
ANCORA PARTNERS LLC	DE	SHAREHOLDER	B
BARONE, RICHARD, ANTHONY	I	CHAIRMAN, CEO, COO	B	Control
DISANTO, FRED, DAVID	I	PRESIDENT	B	Control
HOPKINS, BRIAN, RAYMOND	I	VICE PRESIDENT	B
BERNARD, JAMES, MICHAEL	I	SHAREHOLDER	A
HOPKINS, BRIAN, RAYMOND	I	VICE PRESIDENT	A
RAIMONDO, JAMES, GERARD	I	SHAREHOLDER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS GROUP, LLC	DE	THE ANCORA GROUP LLC	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
ANCORA HOLDINGS, INC.	DE	THE ANCORA GROUP, INC.	E	Control
FERDINAND FFP ACQUISITION, LLC	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ACQUISITION, LLC	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ACQUISITION, LLC	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ACQUISITION, LLC	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ACQUISITION, LLC	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ACQUISITION, LLC	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	DE	FERDINAND FFP ACQUISITION, LLC	E	Control
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	DE	FERDINAND FFP ACQUISITION, LLC	E	Control
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	DE	FERDINAND FFP ACQUISITION, LLC	E	Control
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	DE	FERDINAND FFP ACQUISITION, LLC	E	Control
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	DE	FERDINAND FFP ACQUISITION, LLC	E	Control
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	DE	FERDINAND FFP ACQUISITION, LLC	E	Control
FERDINAND FFP PARENT, INC.	DE	FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	E	Control
FERDINAND FFP PARENT, INC.	DE	FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	E	Control
FERDINAND FFP PARENT, INC.	DE	FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	E	Control
FERDINAND FFP PARENT, INC.	DE	FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	E	Control
FERDINAND FFP PARENT, INC.	DE	FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	E	Control
FERDINAND FFP PARENT, INC.	DE	FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FERDINAND FFP PARENT, INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FERDINAND FFP PARENT, INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FERDINAND FFP PARENT, INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FERDINAND FFP PARENT, INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FERDINAND FFP PARENT, INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FOCUS FINANCIAL PARTNERS INC.	E	Control
FERDINAND FFP ULTIMATE HOLDINGS, LP	DE	FERDINAND FFP PARENT, INC.	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS INC.	DE	FOCUS FINANCIAL PARTNERS, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS FINANCIAL PARTNERS, LLC	DE	FOCUS OPERATING, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
FOCUS OPERATING, LLC	DE	ANCORA HOLDINGS GROUP, LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
THE ANCORA GROUP, INC.	DE	ANCORA ADVISORS LLC	E	Control
BARONE, RICHARD, ANTHONY	I	ANCORA PARTNERS LLC	D	Control
CD&R FERDINAND HOLDINGS, L.P.	DE	FERDINAND FFP ULTIMATE HOLDINGS, LP	D	Control
CD&R FERDINAND HOLDINGS, L.P.	DE	FERDINAND FFP ULTIMATE HOLDINGS, LP	D	Control
CD&R FERDINAND HOLDINGS, L.P.	DE	FERDINAND FFP ULTIMATE HOLDINGS, LP	D	Control
CD&R FERDINAND HOLDINGS, L.P.	DE	FERDINAND FFP ULTIMATE HOLDINGS, LP	D	Control
CD&R FERDINAND HOLDINGS, L.P.	DE	FERDINAND FFP ULTIMATE HOLDINGS, LP	D	Control
CD&R FERDINAND HOLDINGS, L.P.	DE	FERDINAND FFP ULTIMATE HOLDINGS, LP	D	Control
CLAYTON, DUBILIER & RICE FUND XII, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	D	Control
CLAYTON, DUBILIER & RICE FUND XII, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	D	Control
CLAYTON, DUBILIER & RICE FUND XII, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	D	Control
CLAYTON, DUBILIER & RICE FUND XII, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	D	Control
CLAYTON, DUBILIER & RICE FUND XII, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	D	Control
CLAYTON, DUBILIER & RICE FUND XII, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	D	Control
CD&R FERDINAND CO-INVESTOR, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	C	Control
CD&R FERDINAND CO-INVESTOR, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	C	Control
CD&R FERDINAND CO-INVESTOR, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	C	Control
CD&R FERDINAND CO-INVESTOR, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	C	Control
CD&R FERDINAND CO-INVESTOR, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	C	Control
CD&R FERDINAND CO-INVESTOR, L.P.	FE	CD&R FERDINAND HOLDINGS, L.P.	C	Control

Registrations

Federal

Mar 21, 2025 REGISTERED

Notice Filings (29)

AZ CA CO CT DE FL GA HI IL IN KS LA MA ME MI MO NE NH NJ NY OH PA SC TN TX UT VA WA WI

Address

6060 PARKLAND BOULEVARD
SUITE 200
MAYFIELD HEIGHTS, OH 44124
United States

Phone: 216-825-4000