TALL SHIPS CAPITAL MANAGEMENT LLC
CRD #124676 SEC #801-61946 GREENWICH, CT (203) 552-1900
SEC Registered
Total AUM
$1.9M
Discretionary
$1.9M
Employees
--
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DELVIRGINIA, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| DELVIRGINIA, JOHN | I | CHIEF FINANCIAL OFFICER | NA | |
| JOHNSTON, JAY, ALEXANDER | I | SENIOR ADVISOR | NA | |
| JOHNSTON, JAY, ALEXANDER | I | SENIOR ADVISOR | NA | |
| KOENIGSBERGER, ROBERT, SCOTT | I | MANAGING PARTNER | NA | Control |
| KOENIGSBERGER, ROBERT, SCOTT | I | MANAGING PARTNER | NA | Control |
| LANAVA, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LANAVA, ROBERT, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEAMAN, SCOTT, GUY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEAMAN, SCOTT, GUY | I | CHIEF OPERATING OFFICER/PARTNER | NA | Control |
| SEAMAN, SCOTT, GUY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEAMAN, SCOTT, GUY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEAMAN, SCOTT, GUY | I | CHIEF OPERATING OFFICER/PARTNER | NA | Control |
| TAYLOR, JAMES | I | CHIEF LEGAL OFFICER | NA | |
| TAYLOR, JAMES | I | CHIEF LEGAL OFFICER | NA | |
| GRAMERCY FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| GRAMERCY FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| JOHNSTON, JAY, ALEXANDER | I | CO-MANAGING PARTNER | D | Control |
| JOHNSTON, JAY, ALEXANDER | I | CO-MANAGING PARTNER | D | Control |
| JOHNSTON, JAY, ALEXANDER | I | CO-MANAGING PARTNER | D | Control |
| KOENIGSBERGER, ROBERT, SCOTT | I | CO- MANAGING PARTNER | D | Control |
| KOENIGSBERGER, ROBERT, SCOTT | I | CO- MANAGING PARTNER | D | Control |
| KOENIGSBERGER, ROBERT, SCOTT | I | CO- MANAGING PARTNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRITTS, DAVID, SCOTT | I | CERRO NEGRO TRUST | F | Control |
| BRITTS, DAVID, SCOTT | I | CERRO NEGRO TRUST | F | Control |
| COOK ISLANDS TRUST LIMITED | FE | CERRO NEGRO TRUST | F | Control |
| TALL OAKS CAPITAL MANAGEMENT LLC | DE | GRAMERCY FINANCIAL GROUP LLC | F | Control |
| TALL OAKS CAPITAL MANAGEMENT LLC | DE | GRAMERCY FINANCIAL GROUP LLC | F | Control |
| US TRUST COMPANY OF DELAWARE | DE | CERRO NEGRO TRUST | F | Control |
| CERRO NEGRO CAPITAL MANAGEMENT LLC | FE | CERRO NEGRO CAPITAL MANAGEMENT LLC | E | Control |
| CERRO NEGRO CAPITAL MANAGEMENT LLC | FE | CERRO NEGRO CAPITAL MANAGEMENT LLC | E | Control |
| SEAMAN, SCOTT, GUY | I | TALL OAKS CAPITAL MANAGEMENT LLC | E | Control |
| SEAMAN, SCOTT, GUY | I | TALL OAKS CAPITAL MANAGEMENT LLC | E | Control |
| CERRO NEGRO CAPITAL MANAGEMENT LLC | DE | GRAMERCY FINANCIAL GROUP LLC | D | Control |
| CERRO NEGRO CAPITAL MANAGEMENT LLC | DE | GRAMERCY FINANCIAL GROUP LLC | D | Control |
Registrations
Federal
IA
Mar 31, 2011 REGISTERED
Notice Filings (9)
CA CT IL MA MI NY RI TN UT
Address
20 DAYTON AVENUEGREENWICH, CT 6830
United States
Phone: (203) 552-1900