RIA Intelligence

SARASOTA ASSET MANAGEMENT, INC.

CRD #124689 SEC #801-63621 WINTER PARK, FL 941-923-4909
SEC Registered
Total AUM
$53.9M
Discretionary
$53.9M
Employees
5
Clients
0
Accounts
262

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 10, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TRACY, MICHAEL, PATRICKIPRESIDENT, CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Oct 10, 2007 REGISTERED

Notice Filings (3)

FL TN TX

Address

1270 ORANGE AVENUE
STE E
WINTER PARK, FL 32789
USA
Phone: 941-923-4909