KLR INVESTMENT ADVISORS, LLC
CRD #124716 SEC #801-118575 PROVIDENCE, RI 401-274-2001
SEC Registered Disclosures
Total AUM
$254.5M
Discretionary
$254.5M
Employees
7
Clients
26
Accounts
426
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2024
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| APTAKER, PERI, ANN | I | MANAGING DIRECTOR | NA | Control |
| DEAN, STEVEN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEAN, STEVEN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEAN, STEVEN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEAN, STEVEN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEAN, STEVEN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF OPERATING OFFICER | NA | Control |
| DUMAS, CRAIG, R | I | CHIEF OPERATING OFFICER | NA | Control |
| GOODWIN, NATHAN, CHARLES | I | DIRECTOR OF OPERATIONS AND PLATFORMS | NA | Control |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| WRAY, DAVID, BONTECOU | I | CHIEF INVESTMENT OFFICER | NA | |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
| KLR WEALTH MANAGEMENT, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| KLR HOLDINGS, INC. | DE | KLR WEALTH MANAGEMENT, LLC | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| LITWIN, ALAN, HENRY | I | KLR HOLDINGS, INC. | E | Control |
| TOUSIGNANT, MICHAEL, THOMAS | I | KLR HOLDINGS, INC. | C | |
| TOUSIGNANT, MICHAEL, THOMAS | I | KLR HOLDINGS, INC. | C | Control |
| TOUSIGNANT, MICHAEL, THOMAS | I | KLR HOLDINGS, INC. | C | Control |
| TOUSIGNANT, MICHAEL, THOMAS | I | KLR HOLDINGS, INC. | C | Control |
| TOUSIGNANT, MICHAEL, THOMAS | I | KLR HOLDINGS, INC. | C | Control |
| TOUSIGNANT, MICHAEL, THOMAS | I | KLR HOLDINGS, INC. | C | Control |
| TOUSIGNANT, MICHAEL, THOMAS | I | KLR HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Feb 7, 2024 REGISTERED
Notice Filings (6)
CA FL MA NH NY RI
Address
951 NORTH MAIN STREETPROVIDENCE, RI 02904
United States
Phone: 401-274-2001