RIA Intelligence

SAFE HARBOR ASSET MANAGEMENT, INC.

CRD #124787 SEC #801-79634 HUNTINGTON, NY 631-421-4341
SEC Registered
Total AUM
$33.8M
Discretionary
$33.8M
Employees
4
Clients
10
Accounts
44

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 25, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
DAVIS, STEPHEN, KENTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Feb 25, 2025 REGISTERED

Notice Filings (2)

FL NY

Address

167 EAST MAIN STREET
HUNTINGTON, NY 11743
United States
Phone: 631-421-4341