SMS CAPITAL MANAGEMENT, INC.
Legal name: SMS CAPITAL MANAGEMENT
CRD #124788 SEC #801-112945 BELLAIRE, TX 713-623-1534
SEC Registered
Total AUM
$111.5M
Discretionary
$110.3M
Employees
2
Clients
1
Accounts
352
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHELDON, STEVEN, MARK | I | PRESIDENT / CCO | E | Control |
| SHELDON, STEVEN, MARK | I | PRESIDENT / CCO | E | Control |
| SHELDON, STEVEN, MARK | I | PRESIDENT / CCO | E | Control |
| SHELDON, STEVEN, MARK | I | PRESIDENT / CCO | E | Control |
Registrations
Federal
IA
Feb 12, 2019 REGISTERED
Notice Filings (1)
TX
Address
6575 WEST LOOP SOUTHSUITE 603
BELLAIRE, TX 77401
United States
Phone: 713-623-1534