FIRST MARKET BANK, F.S.B.
Legal name: FIRST MARKET BANK FINANCIAL GUIDANCE GROUP
CRD #124948 SEC #801-62444 RICHMOND, VA (804) 327-7500
SEC Registered
Total AUM
$98M
Discretionary
$66M
Employees
51
Clients
101
Accounts
135
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 27, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLAIN, STUART, WELLS | I | SENIOR VICE PRESIDENT | NA | Control |
| BLAIN, STUART, WELLS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FAIRCHILD, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| FAIRCHILD, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| FAIRCHILD, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| FAIRCHILD, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| FAIRCHILD, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| FAIRCHILD, DAVID, JOHN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| FAUNTLEROY, ROBERT, BOLLING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FAUNTLEROY, ROBERT, BOLLING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FLEMING, RAY, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLEMING, RAY, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLEMING, RAY, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, BRIAN, K. | I | DIRECTOR | NA | Control |
| JACKSON, BRIAN, K. | I | DIRECTOR | NA | Control |
| JACKSON, BRIAN, K. | I | DIRECTOR | NA | Control |
| JACKSON, BRIAN, K. | I | DIRECTOR | NA | Control |
| JACKSON, BRIAN, K. | I | DIRECTOR | NA | Control |
| JACKSON, BRIAN, K. | I | DIRECTOR | NA | Control |
| MAPP, STEPHEN, WILEY | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPP, STEPHEN, WILEY | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPP, STEPHEN, WILEY | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPP, STEPHEN, WILEY | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPP, STEPHEN, WILEY | I | SENIOR VICE PRESIDENT | NA | Control |
| NAQUIN, DAVID, J. | I | DIRECTOR | NA | Control |
| NAQUIN, DAVID, J. | I | DIRECTOR | NA | Control |
| NAQUIN, DAVID, J. | I | DIRECTOR | NA | Control |
| NAQUIN, DAVID, J. | I | DIRECTOR | NA | Control |
| NAQUIN, DAVID, J. | I | DIRECTOR | NA | Control |
| NAQUIN, DAVID, J. | I | DIRECTOR | NA | Control |
| NEALE, CHARLES, A. | I | DIRECTOR | NA | Control |
| NEALE, CHARLES, A. | I | DIRECTOR | NA | Control |
| NEALE, CHARLES, A. | I | DIRECTOR | NA | Control |
| NELSON, ELIZABETH, L. | I | PRESIDENT | NA | Control |
| NELSON, ELIZABETH, L. | I | PRESIDENT | NA | Control |
| NELSON, ELIZABETH, L. | I | PRESIDENT | NA | Control |
| NELSON, ELIZABETH, L. | I | PRESIDENT | NA | Control |
| NELSON, ELIZABETH, L. | I | PRESIDENT | NA | Control |
| NELSON, ELIZABETH, L. | I | PRESIDENT | NA | Control |
| PRESLEY, JOHN, MARK | I | VICE CHAIRMAN | NA | Control |
| PRESLEY, JOHN, MARK | I | VICE CHAIRMAN | NA | Control |
| PRESLEY, JOHN, MARK | I | VICE CHAIRMAN | NA | Control |
| REED, WILLIAM, R | I | DIRECTOR | NA | Control |
| REED, WILLIAM, R | I | DIRECTOR | NA | Control |
| REED, WILLIAM, R | I | DIRECTOR | NA | Control |
| SCHOOLS, TIMOTHY | I | DIRECTOR | NA | Control |
| SCHOOLS, TIMOTHY | I | DIRECTOR | NA | Control |
| SCHOOLS, TIMOTHY | I | DIRECTOR | NA | Control |
| TAYLOR, DOUGLAS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, DOUGLAS, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAYLOR, DOUGLAS, ROBERT | I | BANK COMPLIANCE OFFICER | NA | Control |
| TURTON, HARRY, ALLEN | I | GROUP MANAGER | NA | Control |
| TURTON, HARRY, ALLEN | I | GROUP MANAGER | NA | Control |
| TURTON, HARRY, ALLEN | I | GROUP MANAGER | NA | Control |
| UKROP'S SERVICES, L.C. | DE | SHAREHOLDER | NA | |
| UKROP'S SERVICES, L.C. | DE | SHAREHOLDER | NA | |
| UKROP'S SERVICES, L.C. | DE | SHAREHOLDER | NA | |
| UKROP'S SERVICES, L.C. | DE | SHAREHOLDER | NA | |
| UKROP'S SERVICES, L.C. | DE | SHAREHOLDER | NA | |
| UKROP'S SERVICES, L.C. | DE | SHAREHOLDER | NA | |
| UKROP, ROBERT, S. | I | DIRECTOR | NA | Control |
| UKROP, ROBERT, S. | I | DIRECTOR | NA | Control |
| UKROP, ROBERT, S. | I | DIRECTOR | NA | Control |
| UKROP, ROBERT, S. | I | DIRECTOR | NA | Control |
| UKROP, ROBERT, S. | I | DIRECTOR | NA | Control |
| UKROP, ROBERT, S. | I | DIRECTOR | NA | Control |
| WILLIAMS, MICHAEL, DEON | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMS, MICHAEL, DEON | I | SENIOR VICE PRESIDENT | NA | Control |
| UKROP, JAMES, EDWARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| UKROP, JAMES, EDWARD | I | CHIEF EXECUTIVE OFFICER | D | Control |
| UKROP, JAMES, EDWARD | I | CHAIRMAN OF THE BOARD | D | Control |
| NATIONAL COMMERCE FINANCIAL CORPORATION | DE | SHAREHOLDER | C | Control |
| NATIONAL COMMERCE FINANCIAL CORPORATION | DE | SHAREHOLDER | C | Control |
| NATIONAL COMMERCE FINANCIAL CORPORATION | DE | SHAREHOLDER | C | Control |
| SUNTRUST BANK | DE | SHAREHOLDER | C | Control |
| SUNTRUST BANK | DE | SHAREHOLDER | C | Control |
| SUNTRUST BANK | DE | SHAREHOLDER | C | Control |
| UKROP'S THRIFT HOLDINGS, INC. | DE | SHAREHOLDER | C | Control |
| UKROP'S THRIFT HOLDINGS, INC. | DE | SHAREHOLDER | C | Control |
| UKROP'S THRIFT HOLDINGS, INC. | DE | SHAREHOLDER | C | Control |
| UKROP'S THRIFT HOLDINGS, INC. | DE | SHAREHOLDER | C | Control |
| UKROP'S THRIFT HOLDINGS, INC. | DE | SHAREHOLDER | C | Control |
| UKROP'S THRIFT HOLDINGS, INC. | DE | SHAREHOLDER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UKROP'S SUPERMARKETS, INC. | DE | UKROP'S THRIFT HOLDINGS, INC. | E | Control |
| UKROP'S SUPERMARKETS, INC. | DE | UKROP'S THRIFT HOLDINGS, INC. | E | Control |
| UKROP'S SUPERMARKETS, INC. | DE | UKROP'S THRIFT HOLDINGS, INC. | E | Control |
| UKROP'S SUPERMARKETS, INC. | DE | UKROP'S THRIFT HOLDINGS, INC. | E | Control |
| UKROP'S SUPERMARKETS, INC. | DE | UKROP'S THRIFT HOLDINGS, INC. | E | Control |
| UKROP'S SUPERMARKETS, INC. | DE | UKROP'S THRIFT HOLDINGS, INC. | E | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, ROBERT, S. | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, ROBERT, S. | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, ROBERT, S. | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, ROBERT, S. | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, ROBERT, S. | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, ROBERT, S. | I | UKROP'S SERVICES, L.C. | D | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, JAMES, EDWARD | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, ROBERT, S. | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, ROBERT, S. | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, ROBERT, S. | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, ROBERT, S. | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, ROBERT, S. | I | UKROP'S SUPERMARKETS, INC. | C | Control |
| UKROP, ROBERT, S. | I | UKROP'S SUPERMARKETS, INC. | C | Control |
Registrations
Federal
IA
Oct 27, 2005 REGISTERED
Notice Filings (2)
TX VA
Address
111 VIRGINIA STREET, SUITE 200RICHMOND, VA 23219
USA
Phone: (804) 327-7500