INCOME & ASSET ADVISORY, INC.
CRD #124955 SEC #801-69801 ARMONK, NY 914-273-6800
SEC Registered
Total AUM
$136.1M
Discretionary
$136.1M
Employees
4
Clients
--
Accounts
455
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| ORTIZ, BRYNA, LYNN | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| MCCAULEY, JAMES, PATRICK | I | PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | E | Control |
| Ralston, Derek, Anthony | I | PRINICPAL | D | Control |
| Ralston, Derek, Anthony | I | PRINICPAL | D | Control |
| Ralston, Derek, Anthony | I | PRINICPAL | D | Control |
| Ralston, Derek, Anthony | I | PRINICPAL | D | Control |
| Ralston, Derek, Anthony | I | PRINICPAL | D | Control |
| WAXLER, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| WAXLER, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| WAXLER, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| WAXLER, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
| WAXLER, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Jul 16, 2025 REGISTERED
Notice Filings (13)
CA CT FL MA NC NH NJ NY PA RI SC TX VA
Address
80 BUSINESS PARK DRIVE, SUITE 108ARMONK, NY 10504
United States
Phone: 914-273-6800