RIA Intelligence

GAINSBOROUGH FINANCIAL CONSULTANTS, INC.

CRD #124990 SEC #801-62443 LOS ANGELES, CA 310-440-1400
SEC Registered
Total AUM
$35.1M
Discretionary
$34.3M
Employees
6
Clients
51
Accounts
105

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 2, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COOPER, ARTHUR, YOUNGICHIEF COMPLIANCE OFFICERNA
COOPER, ARTHUR, YOUNGICHIEF COMPLIANCE OFFICERNA
COOPER, ARTHUR, YOUNGICHIEF COMPLIANCE OFFICERNA
COOPER, ARTHUR, YOUNGICHIEF COMPLIANCE OFFICERNA
LAMB, LARA, GASTONIVICE PRESIDENTNA Control
LAMB, LARA, GASTONIVICE PRESIDENTNA Control
O'CONNOR, ANITA, MARIEIPRESIDENTNA Control
O'CONNOR, ANITA, MARIEIPRESIDENTNA Control
O'CONNOR, ANITA, MARIEIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
O'CONNOR, ANITA, MARIEIPRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
OCONNOR, ANITA, MARIEICHIEF COMPLIANCE OFFICERNA Control
OCONNOR, ANITA, MARIEICHIEF COMPLIANCE OFFICERNA Control
OCONNOR, ANITA, MARIEIVICE PRESIDENTNA
OCONNOR, ANITA, MARIEIVICE PRESIDENTNA
REYNOSO, LYNDA, LISAIVICE PRESIDENTNA Control
REYNOSO, LYNDA, LISAIVICE PRESIDENTNA Control
REYNOSO, LYNDA, LISAIVICE PRESIDENTNA Control
REYNOSO, LYNDA, LISAIVICE PRESIDENTNA Control
VANDECASTEELE, CATHERINEICHIEF FINANCIAL OFFICERNA
COOPER FINANCIAL GROUPDEOWNERE Control
COOPER FINANCIAL GROUPDEOWNERE Control
COOPER FINANCIAL GROUPDEOWNERE Control
COOPER FINANCIAL GROUPDEOWNERE Control
GAINSBOROUGH, PHILIP, NORMANIPRESIDENTE Control
GAINSBOROUGH, PHILIP, NORMANIPRESIDENTE Control
GAINSBOROUGH, PHYLLISICHIEF FINANCIAL OFFICERE Control
GAINSBOROUGH, PHYLLISICHIEF FINANCIAL OFFICERE Control
COOPER, ARTHUR, YOUNGIMANAGING PARTNERD Control
COOPER, ARTHUR, YOUNGIMANAGING PARTNERD Control
GAINSBOROUGH, PHILIP, NORMANIPRESIDENTD Control
GAINSBOROUGH, PHILIP, NORMANIPRESIDENTD Control
GAINSBOROUGH, PHYLLISICHIEF FINANCIAL OFFICERD Control
GAINSBOROUGH, PHYLLISISHAREHOLDERD Control
MCMANUS, DAVID, SCOTTIMANAGING PARTNERD Control
MCMANUS, DAVID, SCOTTIMANAGING PARTNERD Control
GAINSBOROUGH, PHILIP, NORMANIPRESIDENTC Control
GAINSBOROUGH, PHILIP, NORMANIPRESIDENTC Control
GAINSBOROUGH, PHYLLISISHAREHOLDERC Control
GAINSBOROUGH, PHYLLISISHAREHOLDERC Control
LAMB, LARA, GASTONISHAREHOLDERB
LAMB, LARA, GASTONISHAREHOLDERB
O'CONNOR, ANITA, MARIEICHIEF COMPLIANCE OFFICERB Control
O'CONNOR, ANITA, MARIEICHIEF COMPLIANCE OFFICERB Control
REYNOSO, LYNDA, LISAIDIRECTOR OF CLIENT SERVICEA
REYNOSO, LYNDA, LISAIDIRECTOR OF CLIENT SERVICEA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COOPER, ARTHUR, YOUNGICOOPER FINANCIAL GROUPD Control
COOPER, ARTHUR, YOUNGICOOPER FINANCIAL GROUPD Control
COOPER, ARTHUR, YOUNGICOOPER FINANCIAL GROUPD Control
COOPER, ARTHUR, YOUNGICOOPER FINANCIAL GROUPD Control
MCMANUS, DAVID, SCOTTICOOPER FINANCIAL GROUPD
MCMANUS, DAVID, SCOTTICOOPER FINANCIAL GROUPD
MCMANUS, DAVID, SCOTTICOOPER FINANCIAL GROUPD
MCMANUS, DAVID, SCOTTICOOPER FINANCIAL GROUPD

Registrations

Federal

IA
May 2, 2012 REGISTERED

Notice Filings (2)

AZ CA

Address

10940 WILSHIRE BLVD.
SUITE 1600
LOS ANGELES, CA 90024
United States
Phone: 310-440-1400