REGAL INVESTMENT ADVISORS LLC
CRD #125004 SEC #801-71923 KENTWOOD, MI 616-224-2204
SEC Registered Disclosures
Total AUM
$2.4B
Discretionary
$2B
Employees
118
Clients
51
Accounts
12,303
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2025 | $2.4B | $2B | $468.5M | 118 | 53 |
| Mar 2025 | $2.4B | $2B | $468.5M | 118 | 53 |
| Nov 2024 | $2.6B | $2.2B | $362.7M | 140 | 73 |
| Nov 2024 | $2.6B | $2.2B | $362.7M | 140 | 73 |
| Mar 2024 | $2.6B | $2.2B | $362.7M | 140 | 73 |
| Apr 2023 | $2B | $2B | $16.2M | 112 | 77 |
| Mar 2023 | $2B | $2B | $16.2M | 112 | 77 |
| Jan 2023 | $2.1B | $2B | $18.2M | 110 | 39 |
| Sep 2022 | $2.1B | $2B | $18.2M | 110 | 39 |
| Jul 2022 | $2.1B | $2B | $18.2M | 110 | 39 |
| Mar 2022 | $2.1B | $2B | $18.2M | 110 | 39 |
| Feb 2022 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Oct 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Oct 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Aug 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Jul 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Jul 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| May 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Apr 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Apr 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Mar 2021 | $1.9B | $1.9B | $16.8M | 134 | 25 |
| Nov 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Sep 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Sep 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Aug 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Aug 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Jun 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Jun 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Jun 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Apr 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Mar 2020 | $1.5B | $1.4B | $22.6M | 140 | 25 |
| Nov 2019 | $1.3B | $1.3B | $18.6M | 130 | 25 |
| Jul 2019 | $1.3B | $1.3B | $18.6M | 130 | 25 |
| Mar 2019 | $1.3B | $1.3B | $18.6M | 130 | 25 |
| Jan 2019 | $1.2B | $1.2B | $16M | 141 | 21 |
| Nov 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| Oct 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| Sep 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| Jul 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| Jul 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| Jun 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| May 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| May 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| Mar 2018 | $1.2B | $1.2B | $16M | 141 | 21 |
| Feb 2018 | $1.1B | $1.1B | $15.8M | 121 | 10 |
| Jan 2018 | $1.1B | $1.1B | $15.8M | 121 | 10 |
| Dec 2017 | $1.1B | $1.1B | $15.8M | 121 | 10 |
| Sep 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Aug 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Aug 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Jun 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Apr 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Apr 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Apr 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Mar 2017 | $935.1M | $916.7M | $18.4M | 121 | 4,909 |
| Jan 2017 | $896.9M | $879.9M | $17M | 117 | 3,475 |
| Aug 2016 | $896.9M | $879.9M | $17M | 117 | 3,475 |
| Apr 2016 | $896.9M | $879.9M | $17M | 117 | 3,475 |
| Mar 2016 | $896.9M | $879.9M | $17M | 117 | 3,475 |
| Mar 2016 | $896.9M | $879.9M | $17M | 117 | 3,475 |
| Oct 2015 | $837.2M | $821.1M | $16.1M | 117 | 3,475 |
| Sep 2015 | $672.5M | $661.1M | $11.4M | 117 | 3,475 |
| Mar 2015 | $672.5M | $661.1M | $11.4M | 117 | 3,475 |
| Jan 2015 | $657.7M | $626.2M | $31.5M | 117 | 2,934 |
| Dec 2014 | $657.7M | $626.2M | $31.5M | 117 | 2,934 |
| Oct 2014 | $657.7M | $626.2M | $31.5M | 117 | 2,934 |
| Aug 2014 | $657.7M | $626.2M | $31.5M | 117 | 2,934 |
| Aug 2014 | $575.7M | $565.6M | $10.1M | 117 | 2,934 |
| Mar 2014 | $575.7M | $565.6M | $10.1M | 117 | 2,934 |
| Mar 2014 | $575.7M | $565.6M | $10.1M | 117 | 2,934 |
| Feb 2014 | $575.7M | $565.6M | $10.1M | 117 | 2,934 |
| Nov 2013 | $446.8M | $438.2M | $8.6M | 87 | 1,705 |
| Nov 2013 | $446.8M | $438.2M | $8.6M | 87 | 1,705 |
| Nov 2013 | $446.8M | $438.2M | $8.6M | 87 | 1,705 |
| Sep 2013 | $446.8M | $438.2M | $8.6M | 87 | 1,705 |
| Feb 2013 | $364.2M | $356.6M | $7.6M | 87 | 1,705 |
| Dec 2012 | $327.6M | $323.5M | $4.1M | 72 | 600 |
| Nov 2012 | $278.3M | $274.2M | $4.1M | 72 | 600 |
| Aug 2012 | $278.3M | $274.2M | $4.1M | 11 | 600 |
| Jul 2012 | $278.3M | $274.2M | $4.1M | 11 | 600 |
| Jun 2012 | $278.3M | $274.2M | $4.1M | 11 | 600 |
| Jun 2012 | $216.4M | $216.4M | $0 | 11 | 600 |
| May 2012 | $216.4M | $216.4M | $0 | 11 | 600 |
| Mar 2012 | $216.4M | $216.4M | $0 | 11 | 600 |
| Mar 2011 | $137.5M | $126.6M | $10.9M | -- | -- |
| Mar 2011 | $137.5M | $126.6M | $10.9M | -- | -- |
| Jan 2011 | $30M | $18M | $12M | -- | -- |
| Jan 2011 | $30M | $18M | $12M | -- | -- |
| Oct 2010 | $30M | $18M | $12M | -- | -- |
DateApr 2025
Total AUM$2.4B
Discretionary$2B
Non-Disc.$468.5M
Employees118
Clients53
DateMar 2025
Total AUM$2.4B
Discretionary$2B
Non-Disc.$468.5M
Employees118
Clients53
DateNov 2024
Total AUM$2.6B
Discretionary$2.2B
Non-Disc.$362.7M
Employees140
Clients73
DateNov 2024
Total AUM$2.6B
Discretionary$2.2B
Non-Disc.$362.7M
Employees140
Clients73
DateMar 2024
Total AUM$2.6B
Discretionary$2.2B
Non-Disc.$362.7M
Employees140
Clients73
DateApr 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$16.2M
Employees112
Clients77
DateMar 2023
Total AUM$2B
Discretionary$2B
Non-Disc.$16.2M
Employees112
Clients77
DateJan 2023
Total AUM$2.1B
Discretionary$2B
Non-Disc.$18.2M
Employees110
Clients39
DateSep 2022
Total AUM$2.1B
Discretionary$2B
Non-Disc.$18.2M
Employees110
Clients39
DateJul 2022
Total AUM$2.1B
Discretionary$2B
Non-Disc.$18.2M
Employees110
Clients39
DateMar 2022
Total AUM$2.1B
Discretionary$2B
Non-Disc.$18.2M
Employees110
Clients39
DateFeb 2022
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateOct 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateOct 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateAug 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateJul 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateJul 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateMay 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateApr 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateApr 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateMar 2021
Total AUM$1.9B
Discretionary$1.9B
Non-Disc.$16.8M
Employees134
Clients25
DateNov 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateSep 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateSep 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateAug 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateAug 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateJun 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateJun 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateJun 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateApr 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateMar 2020
Total AUM$1.5B
Discretionary$1.4B
Non-Disc.$22.6M
Employees140
Clients25
DateNov 2019
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$18.6M
Employees130
Clients25
DateJul 2019
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$18.6M
Employees130
Clients25
DateMar 2019
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$18.6M
Employees130
Clients25
DateJan 2019
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateNov 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateOct 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateSep 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateJul 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateJul 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateJun 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateMay 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateMay 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateMar 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$16M
Employees141
Clients21
DateFeb 2018
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$15.8M
Employees121
Clients10
DateJan 2018
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$15.8M
Employees121
Clients10
DateDec 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$15.8M
Employees121
Clients10
DateSep 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateAug 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateAug 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateJun 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateApr 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateApr 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateApr 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateMar 2017
Total AUM$935.1M
Discretionary$916.7M
Non-Disc.$18.4M
Employees121
Clients4,909
DateJan 2017
Total AUM$896.9M
Discretionary$879.9M
Non-Disc.$17M
Employees117
Clients3,475
DateAug 2016
Total AUM$896.9M
Discretionary$879.9M
Non-Disc.$17M
Employees117
Clients3,475
DateApr 2016
Total AUM$896.9M
Discretionary$879.9M
Non-Disc.$17M
Employees117
Clients3,475
DateMar 2016
Total AUM$896.9M
Discretionary$879.9M
Non-Disc.$17M
Employees117
Clients3,475
DateMar 2016
Total AUM$896.9M
Discretionary$879.9M
Non-Disc.$17M
Employees117
Clients3,475
DateOct 2015
Total AUM$837.2M
Discretionary$821.1M
Non-Disc.$16.1M
Employees117
Clients3,475
DateSep 2015
Total AUM$672.5M
Discretionary$661.1M
Non-Disc.$11.4M
Employees117
Clients3,475
DateMar 2015
Total AUM$672.5M
Discretionary$661.1M
Non-Disc.$11.4M
Employees117
Clients3,475
DateJan 2015
Total AUM$657.7M
Discretionary$626.2M
Non-Disc.$31.5M
Employees117
Clients2,934
DateDec 2014
Total AUM$657.7M
Discretionary$626.2M
Non-Disc.$31.5M
Employees117
Clients2,934
DateOct 2014
Total AUM$657.7M
Discretionary$626.2M
Non-Disc.$31.5M
Employees117
Clients2,934
DateAug 2014
Total AUM$657.7M
Discretionary$626.2M
Non-Disc.$31.5M
Employees117
Clients2,934
DateAug 2014
Total AUM$575.7M
Discretionary$565.6M
Non-Disc.$10.1M
Employees117
Clients2,934
DateMar 2014
Total AUM$575.7M
Discretionary$565.6M
Non-Disc.$10.1M
Employees117
Clients2,934
DateMar 2014
Total AUM$575.7M
Discretionary$565.6M
Non-Disc.$10.1M
Employees117
Clients2,934
DateFeb 2014
Total AUM$575.7M
Discretionary$565.6M
Non-Disc.$10.1M
Employees117
Clients2,934
DateNov 2013
Total AUM$446.8M
Discretionary$438.2M
Non-Disc.$8.6M
Employees87
Clients1,705
DateNov 2013
Total AUM$446.8M
Discretionary$438.2M
Non-Disc.$8.6M
Employees87
Clients1,705
DateNov 2013
Total AUM$446.8M
Discretionary$438.2M
Non-Disc.$8.6M
Employees87
Clients1,705
DateSep 2013
Total AUM$446.8M
Discretionary$438.2M
Non-Disc.$8.6M
Employees87
Clients1,705
DateFeb 2013
Total AUM$364.2M
Discretionary$356.6M
Non-Disc.$7.6M
Employees87
Clients1,705
DateDec 2012
Total AUM$327.6M
Discretionary$323.5M
Non-Disc.$4.1M
Employees72
Clients600
DateNov 2012
Total AUM$278.3M
Discretionary$274.2M
Non-Disc.$4.1M
Employees72
Clients600
DateAug 2012
Total AUM$278.3M
Discretionary$274.2M
Non-Disc.$4.1M
Employees11
Clients600
DateJul 2012
Total AUM$278.3M
Discretionary$274.2M
Non-Disc.$4.1M
Employees11
Clients600
DateJun 2012
Total AUM$278.3M
Discretionary$274.2M
Non-Disc.$4.1M
Employees11
Clients600
DateJun 2012
Total AUM$216.4M
Discretionary$216.4M
Non-Disc.$0
Employees11
Clients600
DateMay 2012
Total AUM$216.4M
Discretionary$216.4M
Non-Disc.$0
Employees11
Clients600
DateMar 2012
Total AUM$216.4M
Discretionary$216.4M
Non-Disc.$0
Employees11
Clients600
DateMar 2011
Total AUM$137.5M
Discretionary$126.6M
Non-Disc.$10.9M
Employees--
Clients--
DateMar 2011
Total AUM$137.5M
Discretionary$126.6M
Non-Disc.$10.9M
Employees--
Clients--
DateJan 2011
Total AUM$30M
Discretionary$18M
Non-Disc.$12M
Employees--
Clients--
DateJan 2011
Total AUM$30M
Discretionary$18M
Non-Disc.$12M
Employees--
Clients--
DateOct 2010
Total AUM$30M
Discretionary$18M
Non-Disc.$12M
Employees--
Clients--