BROWN, RICHARD LAMAR
Legal name: RL BROWN FINANCIAL
CRD #125009 SEC #801-61802 RICHARDSON, TX 972-783-7523
SEC Registered
Total AUM
$32.7M
Discretionary
$32.7M
Employees
5
Clients
0
Accounts
163
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, RICHARD, LAMAR | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RICHARD, LAMAR | I | SOLE PROPRIETOR/CCO | E | Control |
| BROWN, RICHARD, LAMAR | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RICHARD, LAMAR | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, RICHARD, LAMAR | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 29, 2009 REGISTERED
Notice Filings (2)
LA TX
Address
2505 NORTH PLANO ROAD, SUITE 3600RICHARDSON, TX 75082
United States
Phone: 972-783-7523