GUIDANCE CAPITAL, LLC
Legal name: GUIDANCE CAPITAL
CRD #125025 SEC #801-61850 ROCKLAND, DE 302-573-6883
SEC Registered
Total AUM
$628.8M
Discretionary
$570.1M
Employees
10
Clients
--
Accounts
24
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 22, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRICK, BARRY, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRICK, BARRY, LOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | MEMBER | C | Control |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| LD ELLIMAN TRUST | DE | MEMBER | C | |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| ZIV, BRIAN, CHRISTOPHER | I | MEMBER | C | Control |
| WALVOORD, CHRISTOPHER, WILLIAM | I | MEMBER | B | |
| WALVOORD, CHRISTOPHER, WILLIAM | I | MEMBER | B | |
| ABUNASSAR, JOHN | I | MEMBER | A | |
| ABUNASSAR, JOHN | I | MEMBER | A | |
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | A | Control |
| BRICK, BARRY, LOWELL | I | CHIEF COMPLIANCE OFFICER | A | Control |
| LD ELLIMAN TRUST | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
| ELLIMAN, DOUGLAS, TROWBRIDGE | I | LD ELLIMAN TRUST | F | Control |
Registrations
Federal
IA
Feb 22, 2007 REGISTERED
Notice Filings (2)
DE IL
Address
700 ROCKLAND ROADSUITE 111
ROCKLAND, DE 19732-9900
USA
Phone: 302-573-6883