SYMPHONY FINANCIAL SERVICES, INC.
CRD #125058 SEC #801-63300 AKRON, OH 330-434-2000
SEC Registered
Total AUM
$376.1M
Discretionary
$308.2M
Employees
7
Clients
10
Accounts
1,254
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANFIELD, ROSALIE, JEAN | I | CHIEF OPERATING OFFICER | NA | |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| KIM, JOHN, Y | I | PRESIDENT | E | Control |
| SMALL, CRAIG, MICHAEL | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (20)
AR CA CO FL GA HI IL IN KY LA MI MO MS NC NJ NY OH PA TX VA
Address
4100 EMBASSY PARKWAYSUITE 100
AKRON, OH 44333
United States
Phone: 330-434-2000