WFG ADVISORS, LP
CRD #125073 SEC #801-61945 DALLAS, TX 972-661-8700
SEC Registered Disclosures
Total AUM
$1.5B
Discretionary
$1.4B
Employees
156
Clients
--
Accounts
8,500
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Texas
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Jun 16, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATIONS OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNELLY, CLAUDE, RUFUS | I | CHIEF OPERATING OFFICER | NA | Control |
| DOWDY, SUZANNE, MICHELLE | I | CHIEF OPERATING OFFICE | NA | Control |
| DOWDY, SUZANNE, MICHELLE | I | CHIEF OPERATING OFFICE | NA | Control |
| DOWDY, SUZANNE, MICHELLE | I | CHIEF OPERATING OFFICE | NA | Control |
| DOWDY, SUZANNE, MICHELLE | I | CHIEF OPERATING OFFICE | NA | Control |
| HECKLER, CARIE, MARIE | I | CHIEF COMPLIANCE OFFICER, WFG ADVISORS, LP | NA | |
| HECKLER, CARIE, MARIE | I | CHIEF COMPLIANCE OFFICER, WFG ADVISORS, LP | NA | |
| HECKLER, CARIE, MARIE | I | CHIEF COMPLIANCE OFFICER, WFG ADVISORS, LP | NA | |
| HECKLER, CARIE, MARIE | I | CHIEF COMPLIANCE OFFICER, WFG ADVISORS, LP | NA | |
| HECKLER, CARIE, MARIE | I | CHIEF COMPLIANCE OFFICER, WFG ADVISORS, LP | NA | |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| JOHN, VARKEY | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| KERN, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KERN, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KERN, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KERN, EDWARD, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| KNUDSEN, JUDITH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUDSEN, JUDITH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUDSEN, JUDITH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUDSEN, JUDITH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| KOWALCZYK, THOMAS, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| LOVE, CRAIG, ALLEN | I | DIRECTOR/MANAGER OF ADVISOR SERVICES | NA | Control |
| LOVE, CRAIG, ALLEN | I | DIRECTOR/MANAGER OF ADVISOR SERVICES | NA | Control |
| LOVE, CRAIG, ALLEN | I | DIRECTOR/MANAGER OF ADVISOR SERVICES | NA | Control |
| LOVE, CRAIG, ALLEN | I | DIRECTOR/MANAGER OF ADVISOR SERVICES | NA | Control |
| LOVE, CRAIG, ALLEN | I | DIRECTOR/MANAGER OF ADVISOR SERVICES | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLANGEN, ROBERT, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| STERLING, DONALD, WILLIAM | I | FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS 1, INC. | DE | LIMITED PARTNER | NA | |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WFG ADVISORS I, INC. | DE | GENERAL PARTNER OF WFG ADVISORS, LP | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | CHIEF OPERATING OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT | NA | Control |
| WILLIAMS, DAVID, WILSON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILLIAMS, WILSON, HENRY | I | PRESIDENT | NA | Control |
| WILTON, DARLA, GAREE | I | DIRECTOR OF ADVISOR SERVICES | NA | Control |
| WILTON, DARLA, GAREE | I | DIRECTOR OF ADVISOR SERVICES | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | EXECUTIVE VICE PRESIDENT CLIENT SERVICES | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER, WFG INVESTMENTS, INC | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER, WFG INVESTMENTS, INC | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER, WFG INVESTMENTS, INC | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER, WFG INVESTMENTS, INC | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAGNY, WRIGHT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WFG HOLDING, INC. | DE | LIMITED PARTNER OF WFG ADVISORS, LP | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
| WILLIAMS FINANCIAL GROUP, INC. | DE | GENERAL PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WFG HOLDING, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
| W.H. WILLIAMS FAMILY L.P. | DE | WILLIAMS FINANCIAL GROUP, INC. | E | Control |
Registrations
Federal
IA
Jun 16, 2017 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
2711 N HASKELL AVESUITE 2900
DALLAS, TX 75204
United States
Phone: 972-661-8700