NATIONWIDE SEPARATE ACCOUNTS, LLC
CRD #125143 SEC #801-62156 IRVINGTON, NY 914-674-5700
SEC Registered
Total AUM
$531.7M
Discretionary
$531.7M
Employees
10
Clients
--
Accounts
2,163
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASTAGNA, DOUGLAS, DONALD | I | SENIOR VICE PRESIDENT AND HEAD OF FINANCE AND ACCOUNTING | NA | Control |
| CASTAGNA, DOUGLAS, DONALD | I | SENIOR VICE PRESIDENT AND HEAD OF FINANCE AND ACCOUNTING | NA | |
| CASTAGNA, DOUGLAS, DONALD | I | SENIOR VICE PRESIDENT AND HEAD OF FINANCE AND ACCOUNTING | NA | Control |
| CASTAGNA, DOUGLAS, DONALD | I | SENIOR VICE PRESIDENT AND HEAD OF FINANCE AND ACCOUNTING | NA | |
| CASTAGNA, DOUGLAS, DONALD | I | SENIOR VICE PRESIDENT AND HEAD OF FINANCE AND ACCOUNTING | NA | |
| CASTAGNA, DOUGLAS, DONALD | I | SENIOR VICE PRESIDENT AND HEAD OF FINANCE AND ACCOUNTING | NA | |
| CHIN, YOUNG, DUCHUNG | I | MANAGER | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NWD INVESTMENTS | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NWD INVESTMENTS | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NATIONWIDE FUNDS GROUP | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NATIONWIDE FUNDS GROUP | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NATIONWIDE FUNDS GROUP | NA | Control |
| GRADY, JOHN, HENRY | I | PRESIDENT, NATIONWIDE FUNDS GROUP | NA | Control |
| HOLLAND, GERALD, JAMES | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| HOLLAND, GERALD, JAMES | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| HOLLAND, GERALD, JAMES | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| HOLLAND, GERALD, JAMES | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| HOLLAND, GERALD, JAMES | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| HONDROS, PAUL, JAMES | I | MANAGER | NA | Control |
| HONDROS, PAUL, JAMES | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER EQUITIES | NA | Control |
| KRULIKOWSKI, MICHAEL, ADAM | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KRULIKOWSKI, MICHAEL, ADAM | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KRULIKOWSKI, MICHAEL, ADAM | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KRULIKOWSKI, MICHAEL, ADAM | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDEN, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDEN, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| MILLER, ERIC, EDWARD | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | NA | |
| SIPP, THOMAS, MICHAEL | I | MANAGER | NA | Control |
| UDOVICH, PATRICK, JOHN | I | SENIOR VICE PRESIDENT, HEAD OF HUMAN RESOURCES | NA | |
| UDOVICH, PATRICK, JOHN | I | SENIOR VICE PRESIDENT, HEAD OF HUMAN RESOURCES | NA | |
| UDOVICH, PATRICK, JOHN | I | SENIOR VICE PRESIDENT, HEAD OF HUMAN RESOURCES | NA | |
| WATTER, IONA, KATHLEEN | I | DIRECTOR OF COMPLIANCE | NA | Control |
| GARTMORE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| GARTMORE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| GARTMORE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| GARTMORE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| NATIONWIDE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| NATIONWIDE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| NATIONWIDE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| NATIONWIDE SA CAPITAL TRUST | DE | MANAGING MEMBER | D | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | B | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | B | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | B | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | B | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| BRONZO, MARK, PETER | I | MANAGING DIRECTOR, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| OCONNOR, JOSEPH, CHARLES | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
| PORTANOVA, DANIEL, WILLIAM | I | MANAGING DIRECTOR AND PORTFOLIO MANAGER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GARTMORE GLOBAL ASSET MANAGEMENT TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS LTD. | E | Control |
| GARTMORE GLOBAL INVESTMENTS, INC. | DE | GARTMORE SA CAPITAL TRUST | E | Control |
| GARTMORE GROUP LIMITED | DE | GARTMORE GLOBAL INVESTMENT, INC. | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | NWD INVESTMENT MANAGEMENT, INC. | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | NWD INVESTMENT MANAGEMENT, INC. | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | GARTMORE GROUP LIMITED | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | NWD INVESTMENT MANAGEMENT, INC. | E | Control |
| NATIONWIDE ASSET MANAGEMENT HOLDINGS, LTD. | FE | NWD INVESTMENT MANAGEMENT, INC. | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | Control |
| NATIONWIDE CORPORATION | DE | GARTMORE GLOBAL ASSET MANAGEMENT TRUST | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | Control |
| NATIONWIDE CORPORATION | DE | NWD MANAGEMENT & RESEARCH TRUST | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NATIONWIDE MUTUAL INSURANCE COMPANY | DE | NATIONWIDE CORPORATION | E | Control |
| NWD INVESTMENT MANAGEMENT, INC. | DE | GARTMORE SA CAPITAL TRUST | E | Control |
| NWD INVESTMENT MANAGEMENT, INC. | DE | GARTMORE SA CAPITAL TRUST | E | Control |
| NWD INVESTMENT MANAGEMENT, INC. | DE | GARTMORE SA CAPITAL TRUST | E | Control |
| NWD INVESTMENT MANAGEMENT, INC. | DE | NATIONWIDE SA CAPITAL TRUST | E | Control |
| NWD INVESTMENT MANAGEMENT, INC. | DE | NATIONWIDE SA CAPITAL TRUST | E | Control |
| NWD INVESTMENT MANAGEMENT, INC. | DE | NATIONWIDE SA CAPITAL TRUST | E | Control |
| NWD INVESTMENT MANAGEMENT, INC. | DE | NATIONWIDE SA CAPITAL TRUST | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS LTD. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS LTD. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS LTD. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NWD INVESTMENT MANAGEMENT, INC. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NATIONWIDE ASSET MANAGEMENT HOLDINGS LTD. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NWD INVESTMENT MANAGEMENT, INC. | E | Control |
| NWD MANAGEMENT & RESEARCH TRUST | DE | NWD INVESTMENT MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
94 NORTH BROADWAYIRVINGTON, NY 10533
USA
Phone: 914-674-5700