THE INVESTMENT ADVISOR ALLIANCE LLC
CRD #125185 SEC #801-110633 ATLANTA, GA 800-241-5477
SEC Registered
Total AUM
$183.9M
Discretionary
$183.9M
Employees
4
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 6, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BABIKIAN, KEVIN, KEVORK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| BABIKIAN, KEVIN, KEVORK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| BABIKIAN, KEVIN, KEVORK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| CALLAHAN, JEFFREY, GERARD | I | ASSISTANT SECRETARY | NA | Control |
| CALLAHAN, JEFFREY, GERARD | I | ASSISTANT SECRETARY | NA | Control |
| CHRISTENSEN, SUZANNE, EILEEN | I | TREASURER | NA | Control |
| CHRISTENSEN, SUZANNE, EILEEN | I | TREASURER | NA | Control |
| CHRISTENSEN, SUZANNE, EILEEN | I | TREASURER | NA | Control |
| Dukes, Laura, Allison | I | SMD AND CHIEF FINANCIAL OFFICER | NA | Control |
| Dukes, Laura, Allison | I | SMD AND CHIEF FINANCIAL OFFICER | NA | Control |
| Dukes, Laura, Allison | I | SMD AND CHIEF FINANCIAL OFFICER | NA | Control |
| KEELER, ROBERT | I | CEO/CFO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/CFO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/CFO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/CFO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| KEELER, ROBERT, WILLIAM | I | CEO/COO/CCO | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CAO & GLOBAL HEAD OF FINANCIAL OPERATIONS | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CAO & GLOBAL HEAD OF FINANCIAL OPERATIONS | NA | Control |
| LEGE, ANNETTE, JANECKA | I | CAO & GLOBAL HEAD OF FINANCIAL OPERATIONS | NA | Control |
| MEADOWS, COLIN | I | DIRECTOR | NA | Control |
| MEADOWS, COLIN | I | DIRECTOR | NA | Control |
| MEADOWS, COLIN | I | DIRECTOR | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | ASSISTANT TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | ASSISTANT TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | ASSISTANT TREASURER | NA | Control |
| PERRYMAN, BRYAN, P | I | PRESIDENT AND CEO | NA | Control |
| PERRYMAN, BRYAN, P | I | PRESIDENT AND CEO | NA | Control |
| PERRYMAN, BRYAN, P | I | PRESIDENT AND CEO | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| RINGOLD, MELANIE | I | ASSISTANT SECRETARY | NA | Control |
| RINGOLD, MELANIE | I | ASSISTANT SECRETARY | NA | Control |
| RINGOLD, MELANIE | I | ASSISTANT SECRETARY | NA | Control |
| SCHOEMAN, CLIFFORD, JURIE | I | DIRECTOR | NA | Control |
| SCHOEMAN, CLIFFORD, JURIE | I | DIRECTOR | NA | Control |
| SCHOEMAN, CLIFFORD, JURIE | I | DIRECTOR | NA | Control |
| SUMERA, EMILIE, ESTEBAN | I | HEAD OF U.S. BUSINESS OPERATIONS - DIGITAL WEALTH | NA | Control |
| SUMERA, EMILIE, ESTEBAN | I | HEAD OF U.S. BUSINESS OPERATIONS - DIGITAL WEALTH | NA | Control |
| SUMERA, EMILIE, ESTEBAN | I | HEAD OF U.S. BUSINESS OPERATIONS - DIGITAL WEALTH | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INVESCO GROUP SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | SOLE SHAREHOLDER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| KEELER FINANCIAL SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KEELER, MARJORIE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| KEELER, MARJORIE, CATHERINE | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | F | |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| KEELER, ROBERT | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| KEELER, ROBERT, WILLIAM | I | KEELER FINANCIAL SERVICES HOLDINGS LLC | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS, INC. (US) | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS, INC. (US) | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS, INC. (US) | E | Control |
| OPPENHEIMERFUNDS, INC. (US) | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| OPPENHEIMERFUNDS, INC. (US) | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| OPPENHEIMERFUNDS, INC. (US) | DE | INVESCO GROUP SERVICES, INC. | E | Control |
Registrations
Federal
IA
Jul 6, 2021 REGISTERED
Notice Filings (27)
AZ CA CO CT FL GA IA IL IN LA MA MD MO NC NH NJ NM NV NY PA SC TN TX UT VA VT WA
Address
1555 PEACHTREE ST NWSTE 1800
ATLANTA, GA 30309
United States
Phone: 800-241-5477