RUSHWALD, MARK STEVEN
CRD #125205 SEC #801-68883 TOMS RIVER, NJ 732-505-4422
SEC Registered
Total AUM
$31M
Discretionary
$28.5M
Employees
1
Clients
0
Accounts
78
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RUSHWALD, MARK, STEVEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUSHWALD, MARK, STEVEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUSHWALD, MARK, STEVEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 23, 2012 REGISTERED
Notice Filings (1)
NJ
Address
700 HOOPER AVENUESUITE 201
TOMS RIVER, NJ 08753
United States
Phone: 732-505-4422